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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLE
676
DELISTED
BlackRock Municipal Income Trust II
BLE
$188K 0.01%
+12,985
New +$187K
DHF
677
BNY Mellon High Yield Strategies Fund
DHF
$172M
$186K 0.01%
49,751
– –
ORI icon
678
Old Republic International
ORI
$10.4B
$185K 0.01%
12,723
+97
+0.8% +$1.48K
NYRT
679
DELISTED
New York REIT, Inc.
NYRT
$182K 0.01%
1,748
+600
+52% +$63.3K
MFD
680
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$180K 0.01%
10,840
– –
ARIA
681
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$178K 0.01%
+31,000
New +$181K
DPO
682
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$173K 0.01%
13,100
– –
MFA
683
MFA Financial
MFA
$933M
$170K 0.01%
5,343
-51
-0.9% -$1.68K
EAD
684
Allspring Income Opportunities Fund
EAD
$379M
$169K 0.01%
18,695
-2,300
-11% -$21.3K
JBLU icon
685
JetBlue
JBLU
$2.29B
$169K 0.01%
15,160
+530
+4% +$6.05K
DOMH icon
686
Dominari Holdings
DOMH
$55.4M
$167K 0.01%
102
– –
ACG
687
DELISTED
AllianceBernstein Income Fund Inc
ACG
$163K 0.01%
21,693
-2,917
-12% -$21.9K
FULT icon
688
Fulton Financial
FULT
$4.64B
$161K 0.01%
14,477
+1,853
+15% +$21.5K
KTF
689
DWS Municipal Income Trust
KTF
$352M
$161K 0.01%
+12,238
New +$163K
VLY icon
690
Valley National Bancorp
VLY
$8.04B
$153K 0.01%
15,893
– –
SAN icon
691
Banco Santander
SAN
$210B
$149K 0.01%
17,804
+4,534
+34% +$40.9K
PBCT
692
DELISTED
People's United Financial Inc
PBCT
$149K 0.01%
10,315
-1,000
-9% -$14.8K
BKCC
693
DELISTED
BlackRock Capital Investment Corporation
BKCC
$148K 0.01%
17,125
+2,000
+13% +$18.1K
BRW
694
Saba Capital Income & Opportunities Fund
BRW
$339M
$146K 0.01%
13,332
+497
+4% +$5.54K
ELRC
695
DELISTED
ELECTRO RENT CORP
ELRC
$145K 0.01%
10,463
-33,611
-76% -$514K
GAB icon
696
Gabelli Equity Trust
GAB
$1.79B
$142K 0.01%
22,918
-2,321
-9% -$16.1K
OCSL icon
697
Oaktree Specialty Lending
OCSL
$1.14B
$142K 0.01%
5,130
-9,191
-64% -$268K
KEY icon
698
KeyCorp
KEY
$24.4B
$141K 0.01%
+10,398
New +$142K
NPM
699
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$139K 0.01%
+10,140
New +$138K
OPK icon
700
Opko Health
OPK
$1.02B
$138K 0.01%
+16,500
New +$145K
26 27
28
29 30

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MIM
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.