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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRC
651
DELISTED
INLAND REAL ESTATE CORP
IRC
$179K 0.01%
16,803
+6,738
+67% +$63K
FULT icon
652
Fulton Financial
FULT
$4.6B
$176K 0.01%
+14,211
New +$191K
MFM
653
Aberdeen Municipal Income Fund
MFM
$222M
$174K 0.01%
25,000
-2,500
-9% -$16.5K
HPE icon
654
Hewlett Packard
HPE
$72.4B
$172K 0.01%
+22,417
New +$188K
ACG
655
DELISTED
AllianceBernstein Income Fund Inc
ACG
$169K 0.01%
+22,000
New +$173K
MWA icon
656
Mueller Water Products
MWA
$4.07B
$168K 0.01%
20,252
+900
+5% +$7.86K
TWO
657
Two Harbors Investment
TWO
$1.26B
$166K 0.01%
2,757
-1,015
-27% -$69.3K
BCX icon
658
BlackRock Resources & Commodities Strategy Trust
BCX
$962M
$165K 0.01%
+25,354
New +$185K
SRPT icon
659
Sarepta Therapeutics
SRPT
$1.81B
$164K 0.01%
13,403
+3,130
+30% +$101K
NCV
660
Virtus Convertible & Income Fund
NCV
$391M
$162K 0.01%
8,315
+3,744
+82% +$88.6K
GNSS icon
661
Genasys
GNSS
$74.7M
$161K 0.01%
99,716
-4,000
-4% -$6.77K
HPQ icon
662
HP
HPQ
$27.3B
$160K 0.01%
+16,195
New +$207K
MRO
663
DELISTED
Marathon Oil Corporation
MRO
$160K 0.01%
18,916
+5,452
+40% +$91.7K
ARIA
664
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$160K 0.01%
31,500
– –
UDF
665
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$159K 0.01%
22,410
+11,160
+99% +$179K
DHF
666
BNY Mellon High Yield Strategies Fund
DHF
$172M
$153K 0.01%
53,650
+16,324
+44% +$50.8K
JCE icon
667
Nuveen Core Equity Alpha Fund
JCE
$289M
$151K 0.01%
+11,995
New +$171K
PSP icon
668
Invesco Global Listed Private Equity ETF
PSP
$244M
$151K 0.01%
3,211
+205
+7% +$11.1K
PBCT
669
DELISTED
People's United Financial Inc
PBCT
$150K 0.01%
10,515
-3,194
-23% -$52K
ETV
670
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$147K 0.01%
+10,500
New +$157K
DBC icon
671
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$143K 0.01%
+11,386
New +$165K
EMD
672
Western Asset Emerging Markets Debt Fund
EMD
$611M
$141K 0.01%
10,513
-934
-8% -$13.1K
GPRO icon
673
GoPro
GPRO
$121M
$135K 0.01%
13,573
-811
-6% -$18.8K
FCRD
674
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$131K 0.01%
14,250
– –
MMT
675
Aberdeen Multi-Market Income Fund
MMT
$243M
$129K 0.01%
23,544
+8,598
+58% +$48.9K
25 26
27
28 29

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ICOA
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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.