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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$726K
AUM Growth
-$1.2B
Cap. Flow
-$1.21B
Cap. Flow %
-166,161.62%
Top 10 Hldgs %
52.63%
Holding
704
New
5
Increased
–
Reduced
41
Closed
658

Top Buys

1
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$29.3K
2
CBOE icon
Cboe Global Markets
CBOE
+$11.7K
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4K
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$5.77K
5
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.51K

Top Sells

1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$46.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$33.4M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$25.3M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$24M

Sector Composition

1 Financials 1.72%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRVN
651
DELISTED
Trevena, Inc.
TRVN
– –
-34
Closed -$54K
HTY
652
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-15,095
Closed -$139K
SGEN
653
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-94,430
Closed -$5.14M
PACW
654
DELISTED
PacWest Bancorp
PACW
– –
-3,970
Closed -$201K
ICPT
655
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-63,100
Closed -$3.66M
JPS
656
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-129,880
Closed -$1.35M
RAD
657
DELISTED
Rite Aid Corporation
RAD
– –
-6,011
Closed -$236K
MMP
658
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-7,244
Closed -$515K
NYMX
659
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-11,000
Closed -$42K
NH
660
DELISTED
NantHealth, Inc
NH
– –
-8,452
Closed -$522K
CLR
661
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-10,360
Closed -$400K
CTT
662
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
– –
-16,043
Closed -$202K
ATHX
663
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-400
Closed -$21K
PSB
664
DELISTED
PS Business Parks, Inc.
PSB
– –
-15,971
Closed -$2.13M
ATRS
665
DELISTED
Antares Pharma, Inc.
ATRS
– –
-12,900
Closed -$42K
MCA
666
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-14,369
Closed -$222K
PBCT
667
DELISTED
People's United Financial Inc
PBCT
– –
-21,113
Closed -$383K
VMM
668
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
– –
-79,744
Closed -$1.14M
GSS
669
DELISTED
Golden Star Resources Ltd.
GSS
– –
-2,200
Closed -$8K
RDS.A
670
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-17,552
Closed -$1.06M
RDS.B
671
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-14,374
Closed -$899K
PCI
672
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-82,971
Closed -$1.91M
CXP
673
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-18,271
Closed -$398K
VTA
674
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-13,639
Closed -$163K
RPAI
675
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-10,410
Closed -$137K
25 26
27
28 29

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MIM
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CR
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DI
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LM
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GHA
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FPCM
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National Planning Corporation's Q4 2017 Portfolio in Review

As of Q4 2017, National Planning Corporation held 704 positions worth $726K, down 100% from $1.2B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

National Planning Corporation withdrew a net $1.21B in Q4 2017, closing 658 positions and reducing 41 holdings. Its most notable exit was Vanguard Total Stock Market ETF, an estimated $33.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 4.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, National Planning Corporation opened a new position in iShares JPMorgan EM High Yield Bond ETF worth $29.2K.

  • National Planning Corporation's largest Q4 2017 buy was iShares JPMorgan EM High Yield Bond ETF: 584 shares worth $29.2K.
  • National Planning Corporation's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $46.8M.
  • National Planning Corporation fully exited Vanguard Total Stock Market ETF in Q4 2017, selling an estimated $33.4M.
  • National Planning Corporation's ten largest holdings make up 53% of its $726K portfolio in Q4 2017.
  • National Planning Corporation opened 5 new positions and closed 658 in Q4 2017.
  • National Planning Corporation's portfolio value fell 100% quarter-over-quarter to $726K.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.