National Planning Corporation’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

National Planning Corporation’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-82,971	Closed	-$1.91M	–	672
2017 Q3	$1.91M	Sell	82,971 -18,040	-18%	-$408K	0.16%	147
2017 Q2	$2.27M	Buy	101,011 +5,758	+6%	+$127K	0.17%	140
2017 Q1	$2.04M	Buy	95,253 +2,459	+3%	+$51.1K	0.15%	141
2016 Q4	$1.92M	Buy	92,794 +6,402	+7%	+$129K	0.15%	146
2016 Q3	$1.74M	Buy	86,392 +14,242	+20%	+$284K	0.14%	159
2016 Q2	$1.43M	Buy	72,150 +40,150	+125%	+$736K	0.11%	189
2016 Q1	$589K	Hold	32,000	–	–	0.05%	326
2015 Q4	$558K	Hold	32,000	–	–	0.05%	375
2015 Q3	$602K	Hold	32,000	–	–	0.06%	305
2015 Q2	$614K	Hold	32,000	–	–	0.06%	306
2015 Q1	$680K	Buy	+32,000	New	+$657K	0.06%	276

Other funds holding PCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

National Planning Corporation's PCI Position: Q4 2017 in Review

National Planning Corporation sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q4 2017, closing a stake of 82,971 shares — an estimated $1.91M sold.

National Planning Corporation first reported a position in PCI in Q1 2015 and held it in 11 quarters. The position peaked at $2.27M in Q2 2017. 143 funds tracked by Wall St. Rank hold PCI as of Q4 2017.

National Planning Corporation reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 82,971 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q4 2017, an estimated $1.91M.
National Planning Corporation first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2015 and held it in 11 quarters.
National Planning Corporation's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $2.27M in Q2 2017.
143 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.