We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPT
626
DELISTED
Gramercy Property Trust
GPT
$114K 0.01%
4,272
-1,067
-20% -$30.9K
ETY icon
627
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$113K 0.01%
+11,153
New +$119K
NRE
628
DELISTED
NorthStar Realty Europe Corp.
NRE
$106K 0.01%
10,554
+400
+4% +$3.92K
SAN icon
629
Banco Santander
SAN
$210B
$105K 0.01%
22,722
-2,066
-8% -$8.44K
RDNT icon
630
RadNet
RDNT
$5.74B
$102K 0.01%
15,296
– –
CSR
631
Centerspace
CSR
$942M
$97K 0.01%
1,608
-13
-0.8% -$828
ETJ
632
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$95K 0.01%
+10,700
New +$104K
ATRS
633
DELISTED
Antares Pharma, Inc.
ATRS
$93K 0.01%
57,233
-7,100
-11% -$8.7K
EOD
634
Allspring Global Dividend Opportunity Fund
EOD
$284M
$92K 0.01%
17,038
-1,000
-6% -$5.96K
LIOX
635
DELISTED
Lionbridge Technologies
LIOX
$90K 0.01%
18,700
– –
SPPP
636
Sprott Physical Platinum and Palladium Trust
SPPP
$613M
$88K 0.01%
12,593
-1,490
-11% -$11.3K
USA icon
637
Liberty All-Star Equity Fund
USA
$1.85B
$85K 0.01%
17,518
+393
+2% +$2.02K
TWTR
638
DELISTED
Twitter, Inc.
TWTR
$83K 0.01%
+4,524
New +$85.1K
CHK
639
DELISTED
Chesapeake Energy Corporation
CHK
$82K 0.01%
75
– –
TRVN
640
DELISTED
Trevena, Inc.
TRVN
$80K 0.01%
32
+1
+3% +$4.29K
TSI
641
TCW Strategic Income Fund
TSI
$213M
$78K 0.01%
14,692
– –
XCO
642
DELISTED
Exco Resources
XCO
$74K 0.01%
5,067
-28,300
-85% -$506K
TPLM
643
DELISTED
Triangle Petroleum Corporation
TPLM
$69K 0.01%
304,875
+30,500
+11% +$7.62K
NE
644
DELISTED
Noble Corporation
NE
$65K 0.01%
13,708
-3,345
-20% -$22.5K
AGEN
645
Agenus
AGEN
$281M
$42K ﹤0.01%
509
– –
UDF
646
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$40K ﹤0.01%
15,955
-2,500
-14% -$6.27K
NYMX
647
DELISTED
Nymox Pharmaceutical Corp
NYMX
$32K ﹤0.01%
11,000
– –
GLUU
648
DELISTED
Glu Mobile Inc.
GLUU
$30K ﹤0.01%
16,039
-230
-1% -$532
ARNA
649
DELISTED
Arena Pharmaceuticals Inc
ARNA
$26K ﹤0.01%
1,745
-355
-17% -$5.89K
NVAX icon
650
Novavax
NVAX
$1.29B
$18K ﹤0.01%
+617
New +$79.7K
24 25
26
27 28

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.