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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHP
626
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$207K 0.02%
+24,100
New +$204K
ETW
627
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$206K 0.02%
20,438
+1,344
+7% +$15.4K
NLR icon
628
VanEck Uranium + Nuclear Energy ETF
NLR
$4.17B
$205K 0.02%
+4,494
New +$211K
TEI
629
Templeton Emerging Markets Income Fund
TEI
$321M
$205K 0.02%
21,633
+8,748
+68% +$87.3K
REED
630
DELISTED
Reeds, Inc. Common Stock
REED
$204K 0.02%
+860
New +$220K
CCP
631
DELISTED
Care Capital Properties, Inc.
CCP
$204K 0.02%
+7,099
New +$226K
CME icon
632
CME Group
CME
$95.4B
$203K 0.02%
+2,294
New +$216K
PZC
633
DELISTED
PIMCO California Municipal Income Fund III
PZC
$203K 0.02%
+16,730
New +$190K
TRN icon
634
Trinity Industries
TRN
$2.33B
$203K 0.02%
12,737
-417
-3% -$7.74K
ASB icon
635
Associated Banc-Corp
ASB
$5.92B
$201K 0.02%
11,827
– –
PCM
636
PCM Fund
PCM
$70.4M
$201K 0.02%
22,734
-382
-2% -$3.63K
HP icon
637
Helmerich & Payne
HP
$4.02B
$200K 0.02%
+3,985
New +$220K
SFM icon
638
Sprouts Farmers Market
SFM
$8.06B
$200K 0.02%
+8,698
New +$206K
TPR icon
639
Tapestry
TPR
$32.3B
$200K 0.02%
+5,702
New +$177K
CMU
640
DELISTED
MFS High Yield Municipal Trust
CMU
$198K 0.02%
41,865
-885
-2% -$3.94K
CTT
641
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$189K 0.02%
18,139
-2,373
-12% -$26.2K
MCI
642
Barings Corporate Investors
MCI
$343M
$188K 0.02%
+11,563
New +$197K
FHY
643
DELISTED
First Trust Strategic High
FHY
$186K 0.02%
+17,929
New +$208K
QCLN icon
644
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$625M
$184K 0.02%
+13,426
New +$203K
NAC icon
645
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$183K 0.02%
+11,473
New +$174K
VLY icon
646
Valley National Bancorp
VLY
$8.07B
$183K 0.02%
20,894
+6,893
+49% +$71.6K
EOS
647
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$181K 0.01%
14,845
+3,140
+27% +$42K
EXG icon
648
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$180K 0.01%
22,369
+4,383
+24% +$39.3K
ACRE
649
Ares Commercial Real Estate
ACRE
$262M
$179K 0.01%
18,220
+1,000
+6% +$12.4K
BRW
650
Saba Capital Income & Opportunities Fund
BRW
$342M
$179K 0.01%
18,847
-1,198
-6% -$12K
24 25
26
27 28

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MIM
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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.