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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRR
626
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$234K 0.02%
23,700
-7,000
-23% -$76.9K
HRL icon
627
Hormel Foods
HRL
$13.8B
$231K 0.02%
8,912
+350
+4% +$8.54K
SYK icon
628
Stryker
SYK
$130B
$231K 0.02%
2,801
-157
-5% -$12.9K
GGN
629
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$229K 0.02%
24,948
+2,300
+10% +$24.6K
CSQ icon
630
Calamos Strategic Total Return Fund
CSQ
$3.35B
$228K 0.02%
19,550
– –
MUB icon
631
iShares National Muni Bond ETF
MUB
$45.9B
$227K 0.02%
2,068
-19
-0.9% -$2.07K
ATRS
632
DELISTED
Antares Pharma, Inc.
ATRS
$227K 0.02%
112,200
-13,700
-11% -$29.9K
MCK icon
633
McKesson
MCK
$101B
$225K 0.02%
1,128
+42
+4% +$8.08K
VLO icon
634
Valero Energy
VLO
$85.9B
$225K 0.02%
5,039
+268
+6% +$13.5K
GD icon
635
General Dynamics
GD
$106B
$224K 0.02%
1,814
-1
-0.1% -$121
UXI icon
636
ProShares Ultra Industrials
UXI
$32.7M
$224K 0.02%
26,352
+12
+0% +$107
UDF
637
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$224K 0.02%
+11,250
New +$213K
ASHR icon
638
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
$221K 0.02%
+8,600
New +$210K
RYN icon
639
Rayonier
RYN
$6.55B
$221K 0.02%
+7,832
New +$241K
EFV icon
640
iShares MSCI EAFE Value ETF
EFV
$30.2B
$218K 0.02%
4,084
-180
-4% -$10.3K
IFLN
641
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$218K 0.02%
11,349
-101,468
-90% -$1.96M
VTR icon
642
Ventas
VTR
$47.9B
$218K 0.02%
3,042
– –
IUSV icon
643
iShares Core S&P US Value ETF
IUSV
$27.7B
$217K 0.02%
5,013
-729
-13% -$32.1K
SCHW
644
Charles Schwab
SCHW
$187B
$217K 0.02%
+7,323
New +$207K
UNH icon
645
UnitedHealth
UNH
$370B
$216K 0.02%
2,510
-225
-8% -$19K
EVV
646
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$215K 0.02%
14,652
-1,833
-11% -$27.6K
GG
647
DELISTED
Goldcorp Inc
GG
$214K 0.02%
9,445
-2,301
-20% -$61.8K
TD icon
648
Toronto Dominion Bank
TD
$200B
$213K 0.02%
4,434
+135
+3% +$7.01K
PCL
649
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$212K 0.02%
5,414
-4,181
-44% -$174K
ETV
650
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$211K 0.02%
14,200
– –
24 25
26
27 28

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ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
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GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.