We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSP icon
601
Invesco Global Listed Private Equity ETF
PSP
$244M
$169K 0.01%
3,211
– –
PBCT
602
DELISTED
People's United Financial Inc
PBCT
$169K 0.01%
10,115
-400
-4% -$6.21K
DNP icon
603
DNP Select Income Fund
DNP
$4.09B
$168K 0.01%
16,762
+3,619
+28% +$38.2K
MFM
604
Aberdeen Municipal Income Fund
MFM
$222M
$168K 0.01%
24,000
– –
ERII icon
605
Energy Recovery
ERII
$408M
$166K 0.01%
16,446
– –
NCV
606
Virtus Convertible & Income Fund
NCV
$391M
$166K 0.01%
6,737
+1,960
+41% +$51.8K
MYI icon
607
BlackRock MuniYield Quality Fund III
MYI
$719M
$164K 0.01%
11,467
– –
SRC
608
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$160K 0.01%
3,100
+561
+22% +$33.4K
GNSS icon
609
Genasys
GNSS
$74.7M
$159K 0.01%
97,216
– –
OPK icon
610
Opko Health
OPK
$1.04B
$156K 0.01%
16,040
+1,990
+14% +$19.8K
ERF
611
DELISTED
Enerplus Corporation
ERF
$155K 0.01%
22,965
– –
BLW icon
612
BlackRock Limited Duration Income Trust
BLW
$493M
$154K 0.01%
+10,277
New +$159K
IGA
613
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$152K 0.01%
+15,917
New +$157K
DHF
614
BNY Mellon High Yield Strategies Fund
DHF
$173M
$150K 0.01%
47,676
+350
+0.7% +$1.2K
TEI
615
Templeton Emerging Markets Income Fund
TEI
$322M
$150K 0.01%
13,998
+93
+0.7% +$1.01K
VLY icon
616
Valley National Bancorp
VLY
$8.1B
$136K 0.01%
13,654
– –
HYB
617
DELISTED
New America High Income Fund, Inc.
HYB
$133K 0.01%
15,023
-1,274
-8% -$11.4K
NUV icon
618
Nuveen Municipal Value Fund
NUV
$1.91B
$131K 0.01%
+13,126
New +$140K
FCRD
619
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$130K 0.01%
14,450
-1,300
-8% -$13.7K
JPC icon
620
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
$129K 0.01%
13,617
– –
MUX icon
621
McEwen Inc
MUX
$1.18B
$128K 0.01%
3,623
+300
+9% +$12.4K
GPRO icon
622
GoPro
GPRO
$121M
$124K 0.01%
11,660
-665
-5% -$9.13K
HBAN icon
623
Huntington Bancshares
HBAN
$35.6B
$116K 0.01%
+11,055
New +$105K
HIX
624
Western Asset High Income Fund II
HIX
$355M
$116K 0.01%
16,736
– –
OXLC
625
Oxford Lane Capital
OXLC
$905M
$114K 0.01%
2,220
– –
23 24
25
26 27

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.