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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
601
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$220K 0.02%
5,532
+1,092
+25% +$48K
BLUE
602
DELISTED
bluebird bio
BLUE
$219K 0.02%
+354
New +$354K
BAX icon
603
Baxter International
BAX
$14.3B
$218K 0.02%
+5,820
New +$213K
FBT icon
604
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$218K 0.02%
2,689
-2,314
-46% -$249K
EQR icon
605
Equity Residential
EQR
$24.6B
$217K 0.02%
+2,955
New +$233K
BLK icon
606
Blackrock
BLK
$175B
$216K 0.02%
+701
New +$238K
MDU icon
607
MDU Resources
MDU
$4.29B
$216K 0.02%
+33,810
New +$234K
NE
608
DELISTED
Noble Corporation
NE
$215K 0.02%
25,215
+4,052
+19% +$51K
CAG icon
609
Conagra Brands
CAG
$7.12B
$214K 0.02%
+6,974
New +$223K
LVS icon
610
Las Vegas Sands
LVS
$29.5B
$213K 0.02%
+5,078
New +$231K
XSLV icon
611
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$213K 0.02%
+6,664
New +$228K
WY icon
612
Weyerhaeuser
WY
$18.2B
$212K 0.02%
+8,835
New +$267K
LGF
613
DELISTED
Lions Gate Entertainment
LGF
$212K 0.02%
11,458
-159
-1% -$5.85K
CHI
614
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$210K 0.02%
23,713
+4,329
+22% +$43.8K
PAYX icon
615
Paychex
PAYX
$42.9B
$210K 0.02%
+4,467
New +$233K
NTI
616
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$210K 0.02%
8,660
-1,800
-17% -$46.6K
FANG icon
617
Diamondback Energy
FANG
$55.4B
$209K 0.02%
3,100
-500
-14% -$37.2K
MHI
618
DELISTED
Pioneer Municipal High Income Fund
MHI
$209K 0.02%
15,600
-1,000
-6% -$13K
WFM
619
DELISTED
Whole Foods Market Inc
WFM
$209K 0.02%
+7,163
New +$228K
ACWI icon
620
iShares MSCI ACWI ETF
ACWI
$33.3B
$208K 0.02%
+4,061
New +$232K
MQY icon
621
BlackRock MuniYield Quality Fund
MQY
$817M
$208K 0.02%
12,942
-473
-4% -$7.33K
PRU icon
622
Prudential Financial
PRU
$41.9B
$208K 0.02%
+3,175
New +$262K
AJG icon
623
Arthur J. Gallagher & Co
AJG
$64.2B
$207K 0.02%
+5,402
New +$232K
CAH icon
624
Cardinal Health
CAH
$55.4B
$207K 0.02%
+2,704
New +$230K
CINF icon
625
Cincinnati Financial
CINF
$26.7B
$207K 0.02%
+3,438
New +$204K
23 24
25
26 27

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MIM
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GHA
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FPCM
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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.