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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASB icon
576
Associated Banc-Corp
ASB
$5.89B
$207K 0.02%
10,204
-1,173
-10% -$22.2K
WY icon
577
Weyerhaeuser
WY
$18.2B
$207K 0.02%
7,070
-266
-4% -$8.41K
AIVL icon
578
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$206K 0.02%
+2,678
New +$211K
EOS
579
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$205K 0.02%
15,592
+2,535
+19% +$33.9K
FLG
580
Flagstar Bank National Association
FLG
$5.82B
$205K 0.02%
4,892
-1,167
-19% -$51.3K
PDT
581
John Hancock Premium Dividend Fund
PDT
$626M
$204K 0.02%
+14,047
New +$239K
AEE icon
582
Ameren
AEE
$29.7B
$203K 0.02%
3,997
-345
-8% -$17.6K
BAX icon
583
Baxter International
BAX
$14.3B
$203K 0.02%
4,272
-439
-9% -$20.7K
ECL icon
584
Ecolab
ECL
$79.6B
$203K 0.02%
1,799
-24
-1% -$2.9K
SCG
585
DELISTED
Scana
SCG
$203K 0.02%
+2,816
New +$206K
TRIP icon
586
TripAdvisor
TRIP
$1.24B
$202K 0.02%
3,181
– –
MPC icon
587
Marathon Petroleum
MPC
$88.3B
$200K 0.02%
+4,684
New +$190K
BPL
588
DELISTED
Buckeye Partners, L.P.
BPL
$200K 0.02%
3,122
-1,769
-36% -$126K
MHI
589
DELISTED
Pioneer Municipal High Income Fund
MHI
$199K 0.02%
15,600
– –
QQQX icon
590
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$196K 0.02%
10,834
+20
+0.2% +$371
FXN icon
591
First Trust Energy AlphaDEX Fund
FXN
$384M
$193K 0.02%
13,485
-1,143
-8% -$16.9K
CMU
592
DELISTED
MFS High Yield Municipal Trust
CMU
$192K 0.02%
41,865
– –
TAHO
593
DELISTED
Tahoe Resources Inc
TAHO
$191K 0.02%
17,524
+973
+6% +$14.4K
HL icon
594
Hecla Mining
HL
$11.7B
$189K 0.02%
28,606
-3,400
-11% -$20.8K
BCRX icon
595
BioCryst Pharmaceuticals
BCRX
$2.45B
$183K 0.01%
40,850
-150
-0.4% -$599
SABA
596
Saba Capital Income & Opportunities Fund II
SABA
$224M
$183K 0.01%
14,724
– –
CLDX icon
597
Celldex Therapeutics
CLDX
$3.35B
$182K 0.01%
3,683
– –
ETW
598
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$174K 0.01%
16,494
-98
-0.6% -$1.06K
HTGC icon
599
Hercules Capital
HTGC
$3.2B
$174K 0.01%
+13,245
New +$177K
TCRT icon
600
Alaunos Therapeutics
TCRT
$4.86M
$171K 0.01%
197
+17
+9% +$13.7K
22 23
24
25 26

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.