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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TM icon
576
Toyota
TM
$225B
$277K 0.02%
+2,387
New +$281K
FEX icon
577
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$276K 0.02%
+6,384
New +$282K
WY icon
578
Weyerhaeuser
WY
$18.4B
$276K 0.02%
8,526
+127
+2% +$4.16K
CRDT
579
DELISTED
WisdomTree Trust WisdomTree Strategic Corporate Bond Fund
CRDT
$276K 0.02%
3,700
-200
-5% -$15.1K
YHOO
580
DELISTED
Yahoo Inc
YHOO
$276K 0.02%
6,727
-41,203
-86% -$1.55M
HSY icon
581
Hershey
HSY
$36.6B
$275K 0.02%
2,932
-238
-8% -$22K
FM
582
DELISTED
iShares Frontier and Select EM ETF
FM
$275K 0.02%
+7,218
New +$278K
BHK icon
583
BlackRock Core Bond Trust
BHK
$667M
$273K 0.02%
20,400
+2,400
+13% +$32.5K
MDSO
584
DELISTED
Medidata Solutions, Inc.
MDSO
$273K 0.02%
6,000
– –
USO icon
585
United States Oil Fund
USO
$1.67B
$272K 0.02%
1,006
-91
-8% -$26.2K
FHY
586
DELISTED
First Trust Strategic High
FHY
$270K 0.02%
17,679
-2,289
-11% -$36K
IUSG icon
587
iShares Core S&P US Growth ETF
IUSG
$33.9B
$268K 0.02%
7,204
-630
-8% -$23.6K
PIO icon
588
Invesco Global Water ETF
PIO
$283M
$267K 0.02%
11,921
-327
-3% -$7.78K
DRA
589
DELISTED
Diversified Real Asset Income Fd
DRA
$267K 0.02%
+15,078
New +$267K
FXD icon
590
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$265K 0.02%
8,146
+443
+6% +$14.7K
ET icon
591
Energy Transfer Partners
ET
$69.3B
$264K 0.02%
9,010
+838
+10% +$24.6K
JPC icon
592
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$264K 0.02%
28,676
– –
MHI
593
DELISTED
Pioneer Municipal High Income Fund
MHI
$261K 0.02%
17,100
– –
EOG icon
594
EOG Resources
EOG
$70.7B
$260K 0.02%
2,692
-1,148
-30% -$125K
OKE icon
595
Oneok
OKE
$54.5B
$259K 0.02%
4,035
+91
+2% +$6.1K
STT icon
596
State Street
STT
$50.7B
$259K 0.02%
3,516
– –
IEF icon
597
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$258K 0.02%
+2,486
New +$258K
WEC icon
598
WEC Energy
WEC
$35.1B
$258K 0.02%
5,880
+907
+18% +$40.3K
CTSH icon
599
Cognizant
CTSH
$26B
$257K 0.02%
5,790
– –
BHP icon
600
BHP
BHP
$230B
$256K 0.02%
+5,292
New +$308K
22 23
24
25 26

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.