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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIP icon
576
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$217K 0.02%
7,798
-964
-11% -$26.7K
MHI
577
DELISTED
Pioneer Municipal High Income Fund
MHI
$216K 0.02%
15,300
– –
PGP
578
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$216K 0.02%
+9,505
New +$212K
GLQ
579
Clough Global Equity Fund
GLQ
$158M
$214K 0.02%
+14,100
New +$211K
IVOO icon
580
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$214K 0.02%
+5,080
New +$209K
MVT
581
DELISTED
BlackRock MuniVest Fund II
MVT
$212K 0.02%
14,761
+62
+0.4% +$893
UNG icon
582
United States Natural Gas Fund
UNG
$478M
$212K 0.02%
727
+33
+5% +$9.9K
NS
583
DELISTED
NuStar Energy L.P.
NS
$211K 0.02%
5,222
+12
+0.2% +$509
PSE
584
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
$211K 0.02%
+4,618
New +$184K
MOO icon
585
VanEck Agribusiness ETF
MOO
$973M
$210K 0.02%
+4,108
New +$210K
NYC
586
DELISTED
ISHARES NYSE COMPOSITE ETF
NYC
$209K 0.02%
+2,370
New +$206K
RFG icon
587
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
$207K 0.02%
+9,125
New +$197K
WIN
588
DELISTED
Windstream Holdings Inc
WIN
$207K 0.02%
3,237
-358
-10% -$23.1K
NUE icon
589
Nucor
NUE
$62.1B
$202K 0.02%
+4,134
New +$194K
GD icon
590
General Dynamics
GD
$106B
$201K 0.02%
+2,264
New +$192K
SGOL icon
591
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$201K 0.02%
15,840
-4,000
-20% -$52.4K
SRC
592
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$201K 0.02%
+4,877
New +$201K
CEW
593
WisdomTree Emerging Currency Strategy Fund
CEW
$17.9M
$200K 0.02%
9,811
-1,302
-12% -$26.1K
VLY icon
594
Valley National Bancorp
VLY
$8.04B
$197K 0.02%
19,439
+359
+2% +$3.63K
DPO
595
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$192K 0.02%
16,100
+1,000
+7% +$12.2K
RAD
596
DELISTED
Rite Aid Corporation
RAD
$191K 0.02%
1,928
+1,068
+124% +$72.9K
IVR icon
597
Invesco Mortgage Capital
IVR
$805M
$181K 0.02%
1,165
-170
-13% -$26.9K
TEI
598
Templeton Emerging Markets Income Fund
TEI
$321M
$180K 0.02%
+12,471
New +$177K
MFM
599
Aberdeen Municipal Income Fund
MFM
$224M
$179K 0.02%
28,300
-3,300
-10% -$20.7K
IRC
600
DELISTED
INLAND REAL ESTATE CORP
IRC
$179K 0.02%
17,536
+2,945
+20% +$30.3K
22 23
24
25 26

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.