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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRD icon
551
Chord Energy
CHRD
$7.66B
$266K 0.02%
47,476
+50
+0.1% +$534
CVBF icon
552
CVB Financial
CVBF
$3.96B
$266K 0.02%
18,264
– –
WTRG icon
553
Essential Utilities
WTRG
$11.2B
$266K 0.02%
+8,419
New +$242K
PFL
554
PIMCO Income Strategy Fund
PFL
$389M
$265K 0.02%
+28,777
New +$288K
BTI icon
555
British American Tobacco
BTI
$123B
$264K 0.02%
4,878
+310
+7% +$17.8K
SYK icon
556
Stryker
SYK
$131B
$263K 0.02%
+2,716
New +$260K
BXLT
557
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$263K 0.02%
+6,913
New +$241K
SIRI icon
558
SiriusXM
SIRI
$9.77B
$262K 0.02%
7,670
-260
-3% -$10.5K
ES icon
559
Eversource Energy
ES
$26.9B
$259K 0.02%
+4,744
New +$241K
FTSL icon
560
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$258K 0.02%
5,523
+486
+10% +$23.2K
RPV icon
561
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$258K 0.02%
5,723
+458
+9% +$23.2K
HIX
562
Western Asset High Income Fund II
HIX
$354M
$256K 0.02%
42,781
+22,192
+108% +$148K
DLR icon
563
Digital Realty Trust
DLR
$70.9B
$254K 0.02%
+3,107
New +$224K
SLY
564
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$253K 0.02%
5,654
+678
+14% +$34.9K
CSF
565
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$251K 0.02%
+7,914
New +$282K
FXU icon
566
First Trust Utilities AlphaDEX Fund
FXU
$815M
$250K 0.02%
+10,569
New +$240K
GME icon
567
GameStop
GME
$8.59B
$248K 0.02%
36,920
-2,200
-6% -$21.2K
SPH icon
568
Suburban Propane Partners
SPH
$1.18B
$247K 0.02%
10,759
+619
+6% +$19K
SWBI icon
569
Smith & Wesson
SWBI
$635M
$247K 0.02%
14,991
+537
+4% +$7.9K
MYD
570
DELISTED
BlackRock MuniYield Fund
MYD
$246K 0.02%
15,997
+861
+6% +$12.5K
VTRS icon
571
Viatris
VTRS
$18.7B
$242K 0.02%
+4,716
New +$227K
IFV icon
572
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$239K 0.02%
15,202
-9,091
-37% -$164K
ALL icon
573
Allstate
ALL
$68.3B
$238K 0.02%
3,764
+288
+8% +$17.9K
JPC icon
574
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$238K 0.02%
25,363
+15,088
+147% +$138K
MYI icon
575
BlackRock MuniYield Quality Fund III
MYI
$719M
$236K 0.02%
+15,848
New +$227K
21 22
23
24 25

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.