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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
551
Invesco BuyBack Achievers ETF
PKW
$1.77B
$304K 0.02%
6,771
-24
-0.4% -$1.08K
NS
552
DELISTED
NuStar Energy L.P.
NS
$304K 0.02%
4,659
+4
+0.1% +$259
RALS
553
DELISTED
ProShares RAFI Long/Short
RALS
$303K 0.02%
7,208
-230
-3% -$9.82K
ASB icon
554
Associated Banc-Corp
ASB
$5.92B
$301K 0.02%
17,244
– –
PETM
555
DELISTED
PETSMART INC
PETM
$301K 0.02%
4,427
+650
+17% +$45.2K
IEO icon
556
iShares US Oil & Gas Exploration & Production ETF
IEO
$564M
$300K 0.02%
3,593
-3,889
-52% -$362K
EXG icon
557
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$299K 0.02%
30,089
+2,883
+11% +$29.7K
ARNA
558
DELISTED
Arena Pharmaceuticals Inc
ARNA
$299K 0.02%
7,345
-95
-1% -$4.24K
FCG icon
559
First Trust Natural Gas ETF
FCG
$635M
$297K 0.02%
+3,522
New +$364K
ETW
560
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$295K 0.02%
24,593
+70
+0.3% +$886
IRC
561
DELISTED
INLAND REAL ESTATE CORP
IRC
$295K 0.02%
29,656
+2,043
+7% +$21.2K
NFLX icon
562
Netflix
NFLX
$312B
$294K 0.02%
44,800
– –
BWP
563
DELISTED
Boardwalk Pipeline Partners
BWP
$294K 0.02%
16,334
+4,350
+36% +$83.2K
BMR
564
DELISTED
BIOMED REALTY TRUST INC
BMR
$294K 0.02%
14,602
+174
+1% +$3.78K
MINT icon
565
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$293K 0.02%
2,887
-1,235
-30% -$125K
REG icon
566
Regency Centers
REG
$13.9B
$291K 0.02%
5,357
– –
TCP
567
DELISTED
TC Pipelines LP
TCP
$291K 0.02%
4,289
-455
-10% -$25.4K
CBI
568
DELISTED
Chicago Bridge & Iron Nv
CBI
$288K 0.02%
5,289
+507
+11% +$32K
TRIP icon
569
TripAdvisor
TRIP
$1.26B
$284K 0.02%
3,200
-300
-9% -$29.7K
MON
570
DELISTED
Monsanto Co
MON
$282K 0.02%
2,571
-780
-23% -$91.2K
GYLD icon
571
Arrow Dow Jones Global Yield ETF
GYLD
$37.8M
$280K 0.02%
10,784
+1,613
+18% +$44.8K
HOG icon
572
Harley-Davidson
HOG
$2.68B
$280K 0.02%
4,711
+911
+24% +$58.3K
ITM icon
573
VanEck Intermediate Muni ETF
ITM
$2.13B
$279K 0.02%
5,922
+27
+0.5% +$1.26K
PAYX icon
574
Paychex
PAYX
$42.7B
$279K 0.02%
6,300
-3,447
-35% -$145K
AMRE
575
DELISTED
AMREIT INC NEW COM STK
AMRE
$278K 0.02%
12,262
+1,387
+13% +$31.7K
21 22
23
24 25

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.