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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DON icon
526
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$334K 0.03%
12,822
-798
-6% -$21.5K
GM icon
527
General Motors
GM
$76.9B
$333K 0.03%
9,857
+1,623
+20% +$56.6K
IEZ icon
528
iShares US Oil Equipment & Services ETF
IEZ
$376M
$333K 0.03%
5,271
-41
-0.8% -$2.98K
MRO
529
DELISTED
Marathon Oil Corporation
MRO
$333K 0.03%
9,075
+1,968
+28% +$78K
PBE icon
530
Invesco Biotechnology & Genome ETF
PBE
$356M
$327K 0.02%
7,007
+928
+15% +$41.8K
LNT icon
531
Alliant Energy
LNT
$17.8B
$325K 0.02%
11,506
+80
+0.7% +$2.31K
HES
532
DELISTED
Hess
HES
$323K 0.02%
3,558
-800
-18% -$79.1K
SVC
533
Service Properties Trust
SVC
$1.04B
$323K 0.02%
2,422
+1
+0% +$145
TNH
534
DELISTED
Terra Nitrogen
TNH
$323K 0.02%
2,295
-125
-5% -$18.2K
WWAV
535
DELISTED
The WhiteWave Foods Company
WWAV
$323K 0.02%
8,920
+1,020
+13% +$34.1K
NLR icon
536
VanEck Uranium + Nuclear Energy ETF
NLR
$4.18B
$322K 0.02%
6,416
-177
-3% -$9.03K
PCM
537
PCM Fund
PCM
$70.5M
$322K 0.02%
28,565
-1,933
-6% -$22.6K
IYJ icon
538
iShares US Industrials ETF
IYJ
$1.95B
$320K 0.02%
6,370
-27,960
-81% -$1.44M
PSLV icon
539
Sprott Physical Silver Trust
PSLV
$13.5B
$318K 0.02%
47,241
-2,545
-5% -$20.2K
WMB icon
540
Williams Companies
WMB
$86.6B
$318K 0.02%
5,703
+1,242
+28% +$71.4K
VMM
541
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$316K 0.02%
23,259
– –
BCE icon
542
BCE
BCE
$21B
$314K 0.02%
7,323
-314
-4% -$14K
BCF
543
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$314K 0.02%
37,750
-3,234
-8% -$29.7K
CHK
544
DELISTED
Chesapeake Energy Corporation
CHK
$313K 0.02%
72
+12
+20% +$63.2K
EXI icon
545
iShares Global Industrials ETF
EXI
$1.48B
$309K 0.02%
4,480
-900
-17% -$64.4K
WFM
546
DELISTED
Whole Foods Market Inc
WFM
$309K 0.02%
8,081
-1,491
-16% -$57K
NUE icon
547
Nucor
NUE
$62.8B
$308K 0.02%
5,916
-500
-8% -$26.4K
MDIV icon
548
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$306K 0.02%
14,207
+4,202
+42% +$92.6K
YUM icon
549
Yum! Brands
YUM
$40.2B
$306K 0.02%
5,942
+243
+4% +$12.9K
FAB icon
550
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
$304K 0.02%
6,767
+416
+7% +$19.5K
20 21
22
23 24

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MIM
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CR
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DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.