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NPC
National Planning Corporation Portfolio holdings
AUM
$726K
1-Year Est. Return
14.28%
This Fund
S&P 500
This Quarter
Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
(-2.7%)
Cap. Flow
-$2.94M
Cap. Flow
% of AUM
-0.23%
Top 10 Holdings %
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$24.4M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$17.2M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$15.6M |
| 4 |
Vanguard International High Dividend Yield ETF
VYMI
|
+$12.9M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$24.1M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$22.4M |
| 3 |
iShares US Real Estate ETF
IYR
|
+$19.4M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$10.7M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.44% |
| 2 | Healthcare | 4.28% |
| 3 | Consumer Staples | 4.2% |
| 4 | Technology | 3.63% |
| 5 | Energy | 3.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RDS.A
501
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $279K | 0.02% |
5,629
-1,170
| -17% | -$57.2K |
|
|
AGN
502
DELISTED
Allergan plc
AGN
| $277K | 0.02% |
1,390
+161
| +13% | +$39.3K |
|
503
Teva Pharmaceuticals
TEVA
$42.1B
| $274K | 0.02% |
6,717
-410
| -6% | -$21.4K |
|
|
DFS
504
DELISTED
Discover Financial Services
DFS
| $273K | 0.02% |
4,734
-922
| -16% | -$52.8K |
|
505
DTE Energy
DTE
$28.5B
| $273K | 0.02% |
3,371
-239
| -7% | -$19.5K |
|
506
RLI Corp
RLI
$5.83B
| $273K | 0.02% |
10,004
+652
| +7% | +$22.4K |
|
507
BlackRock Core Bond Trust
BHK
$664M
| $272K | 0.02% |
20,386
+432
| +2% | +$6.1K |
|
508
Freeport-McMoran
FCX
$98.7B
| $272K | 0.02% |
24,069
+700
| +3% | +$8.05K |
|
509
PG&E
PCG
$37.5B
| $271K | 0.02% |
4,435
+809
| +22% | +$51.4K |
|
510
Eversource Energy
ES
$26.8B
| $270K | 0.02% |
4,974
+14
| +0.3% | +$790 |
|
|
TNH
511
DELISTED
Terra Nitrogen
TNH
| $268K | 0.02% |
2,535
-20
| -0.8% | -$2.24K |
|
512
iShares Expanded Tech Sector ETF
IGM
$10.8B
| $267K | 0.02% |
+13,080
| New | +$259K |
|
513
Micron Technology
MU
$972B
| $266K | 0.02% |
15,294
-2,000
| -12% | -$30.5K |
|
514
Diamondback Energy
FANG
$55.7B
| $263K | 0.02% |
2,800
| – | – |
|
515
Public Service Enterprise Group
PEG
$37.2B
| $263K | 0.02% |
6,275
+1,094
| +21% | +$48.2K |
|
516
AllianceBernstein
AB
$3.45B
| $262K | 0.02% |
12,411
+2,398
| +24% | +$54.3K |
|
517
MDU Resources
MDU
$4.29B
| $262K | 0.02% |
26,138
+142
| +0.5% | +$1.3K |
|
518
Nuveen Minnesota Quality Municipal Income Fund
NMS
$74.7M
| $262K | 0.02% |
15,816
+5,070
| +47% | +$86.4K |
|
|
ACRE
519
Ares Commercial Real Estate
ACRE
$256M
| $261K | 0.02% |
19,925
+500
| +3% | +$6.3K |
|
520
CVB Financial
CVBF
$3.97B
| $261K | 0.02% |
15,164
| – | – |
|
|
ASXC
521
DELISTED
Asensus Surgical, Inc.
ASXC
| $260K | 0.02% |
13,804
-192
| -1% | -$3.51K |
|
522
Nucor
NUE
$62.5B
| $259K | 0.02% |
5,046
| – | – |
|
523
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
| $258K | 0.02% |
20,006
+2,677
| +15% | +$37K |
|
524
iShares MSCI Brazil ETF
EWZ
$8.91B
| $258K | 0.02% |
6,910
+182
| +3% | +$6.02K |
|
525
First Trust RiverFront Dynamic Developed International ETF
RFDI
$167M
| $258K | 0.02% |
+5,016
| New | +$259K |
|
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DI
LM
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FPCM
National Planning Corporation's Q3 2016 Portfolio in Review
As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.
By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.
- National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
- National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
- National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
- National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
- National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
- National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
- National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.
Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.