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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STJ
501
DELISTED
St Jude Medical
STJ
$317K 0.03%
+6,182
New +$390K
IAI icon
502
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.37B
$316K 0.03%
9,118
-857
-9% -$35.4K
BCRX icon
503
BioCryst Pharmaceuticals
BCRX
$2.46B
$315K 0.03%
51,300
-3,000
-6% -$29.8K
FLC
504
Flaherty & Crumrine Total Return Fund
FLC
$176M
$315K 0.03%
+15,900
New +$307K
PCG icon
505
PG&E
PCG
$37.9B
$315K 0.03%
+5,608
New +$298K
BXMX
506
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$314K 0.03%
+26,205
New +$336K
DAL icon
507
Delta Air Lines
DAL
$58.9B
$314K 0.03%
7,486
+2,476
+49% +$122K
PGEN icon
508
Precigen
PGEN
$2.53B
$314K 0.03%
+8,796
New +$296K
VLO icon
509
Valero Energy
VLO
$90.5B
$313K 0.03%
5,478
+557
+11% +$38K
FXO icon
510
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$312K 0.03%
15,143
+3,864
+34% +$91.1K
JBLU icon
511
JetBlue
JBLU
$2.14B
$311K 0.03%
+15,810
New +$394K
QQQX icon
512
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$309K 0.03%
+18,412
New +$352K
SPIL
513
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$309K 0.03%
+40,283
New +$280K
UTF icon
514
Cohen & Steers Infrastructure Fund
UTF
$3.03B
$307K 0.03%
+16,723
New +$322K
XLG icon
515
Invesco S&P 500 Top 50 ETF
XLG
$11B
$306K 0.03%
+22,800
New +$329K
NYRT
516
DELISTED
New York REIT, Inc.
NYRT
$306K 0.03%
+3,180
New +$360K
DFS
517
DELISTED
Discover Financial Services
DFS
$301K 0.02%
6,499
-526
-7% -$29.2K
ISCB icon
518
iShares Morningstar Small-Cap ETF
ISCB
$290M
$300K 0.02%
10,204
-1,700
-14% -$56.3K
IWY icon
519
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$300K 0.02%
+6,128
New +$328K
PSLV icon
520
Sprott Physical Silver Trust
PSLV
$13.6B
$299K 0.02%
51,483
+12,874
+33% +$73.3K
AGQ icon
521
ProShares Ultra Silver
AGQ
$1.45B
$297K 0.02%
9,343
-1,852
-17% -$58K
NJR icon
522
New Jersey Resources
NJR
$5.47B
$297K 0.02%
+8,604
New +$264K
YUM icon
523
Yum! Brands
YUM
$40B
$297K 0.02%
+5,921
New +$309K
SAVE
524
DELISTED
Spirit Airlines, Inc.
SAVE
$294K 0.02%
6,918
+600
+9% +$24.4K
AIVL icon
525
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$291K 0.02%
+4,255
New +$303K
19 20
21
22 23

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MIM
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DI
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LM
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GHA
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FPCM
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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.