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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVBF icon
501
CVB Financial
CVBF
$3.97B
$359K 0.03%
24,721
+6,457
+35% +$99.4K
APA icon
502
APA Corp
APA
$14.1B
$358K 0.03%
4,122
-800
-16% -$79.2K
ABEV icon
503
Ambev
ABEV
$45.7B
$357K 0.03%
54,448
-1,049
-2% -$7.39K
MXI icon
504
iShares Global Materials ETF
MXI
$362M
$356K 0.03%
6,123
-170
-3% -$10.9K
DOV icon
505
Dover
DOV
$28.4B
$354K 0.03%
5,488
-3,033
-36% -$213K
XLI icon
506
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$354K 0.03%
6,712
-1,703
-20% -$91.4K
PCK
507
DELISTED
Pimco California Municipal Income Fund II
PCK
$353K 0.03%
38,045
-6,350
-14% -$60.2K
AOR icon
508
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$352K 0.03%
8,967
– –
PVH icon
509
PVH
PVH
$4.02B
$352K 0.03%
2,900
– –
ALXN
510
DELISTED
Alexion Pharmaceuticals
ALXN
$351K 0.03%
1,972
-500
-20% -$82.1K
AEE icon
511
Ameren
AEE
$29.6B
$349K 0.03%
8,976
+727
+9% +$28.4K
DHS icon
512
WisdomTree US High Dividend Fund
DHS
$1.57B
$349K 0.03%
5,892
+5
+0.1% +$297
XLY icon
513
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$348K 0.03%
10,396
-23,204
-69% -$784K
BEP icon
514
Brookfield Renewable
BEP
$9.8B
$347K 0.03%
21,636
+5,933
+38% +$93K
SJM icon
515
J.M. Smucker
SJM
$12.7B
$347K 0.03%
3,513
-1,648
-32% -$169K
SIR
516
DELISTED
SELECT INCOME REIT
SIR
$346K 0.03%
+32,988
New +$399K
POT
517
DELISTED
Potash Corp Of Saskatchewan
POT
$346K 0.03%
10,611
-300
-3% -$10.6K
EL icon
518
Estee Lauder
EL
$31.4B
$343K 0.03%
4,633
-200
-4% -$15.1K
IWP icon
519
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$343K 0.03%
7,758
+226
+3% +$10.1K
BMO icon
520
Bank of Montreal
BMO
$128B
$342K 0.03%
4,700
-921
-16% -$69.3K
CMG icon
521
Chipotle Mexican Grill
CMG
$41.1B
$342K 0.03%
25,350
-250
-1% -$3.28K
FBT icon
522
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$342K 0.03%
3,725
+352
+10% +$30.5K
DTE icon
523
DTE Energy
DTE
$28.6B
$339K 0.03%
5,186
+331
+7% +$21.4K
JSN
524
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$338K 0.03%
26,467
+422
+2% +$5.38K
GME icon
525
GameStop
GME
$8.59B
$337K 0.03%
33,320
– –
19 20
21
22 23

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ICOA
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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.