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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTO icon
476
Invesco Total Return Bond ETF
GTO
$2.47B
$306K 0.02%
+5,895
New +$308K
OTTR icon
477
Otter Tail
OTTR
$3.88B
$305K 0.02%
8,613
– –
LJPC
478
DELISTED
La Jolla Pharmaceutical Company
LJPC
$305K 0.02%
17,525
– –
DHR icon
479
Danaher
DHR
$147B
$304K 0.02%
4,385
-6,723
-61% -$477K
ALL icon
480
Allstate
ALL
$68.2B
$303K 0.02%
4,530
-268
-6% -$18.5K
IYG icon
481
iShares US Financial Services ETF
IYG
$2.21B
$303K 0.02%
9,963
+744
+8% +$21.4K
BBN icon
482
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$301K 0.02%
13,313
+4,008
+43% +$97.9K
CMA
483
DELISTED
Comerica
CMA
$297K 0.02%
5,705
+28
+0.5% +$1.27K
BTI icon
484
British American Tobacco
BTI
$123B
$296K 0.02%
5,218
– –
C icon
485
Citigroup
C
$227B
$296K 0.02%
5,942
+748
+14% +$34K
CINF icon
486
Cincinnati Financial
CINF
$26.7B
$293K 0.02%
4,241
-459
-10% -$34.8K
NJR icon
487
New Jersey Resources
NJR
$5.45B
$293K 0.02%
8,792
+221
+3% +$7.82K
ARIA
488
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$293K 0.02%
30,500
-1,000
-3% -$10K
MRO
489
DELISTED
Marathon Oil Corporation
MRO
$292K 0.02%
20,643
+191
+0.9% +$2.83K
AG icon
490
First Majestic Silver
AG
$9.29B
$290K 0.02%
35,979
+821
+2% +$12K
FXD icon
491
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$290K 0.02%
8,491
-380
-4% -$13.5K
UL icon
492
Unilever
UL
$135B
$289K 0.02%
6,150
+1,118
+22% +$59K
XLRE icon
493
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$289K 0.02%
+9,470
New +$318K
PANW icon
494
Palo Alto Networks
PANW
$314B
$288K 0.02%
+11,340
New +$258K
PDM
495
Piedmont Realty Trust
PDM
$1.16B
$288K 0.02%
14,906
-3,713
-20% -$79.7K
RPV icon
496
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$287K 0.02%
5,480
+181
+3% +$9.54K
CW icon
497
Curtiss-Wright
CW
$25.6B
$285K 0.02%
+3,238
New +$285K
LNT icon
498
Alliant Energy
LNT
$17.7B
$284K 0.02%
7,492
+7
+0.1% +$275
ILCB icon
499
iShares Morningstar US Equity ETF
ILCB
$1.32B
$280K 0.02%
+8,804
New +$281K
XHR
500
Xenia Hotels & Resorts
XHR
$1.74B
$279K 0.02%
17,429
-3,953
-18% -$67K
18 19
20
21 22

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MIM
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DI
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LM
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GHA
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FPCM
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.