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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RXI icon
476
iShares Global Consumer Discretionary ETF
RXI
$278M
$395K 0.03%
4,908
-20,040
-80% -$1.67M
PBR icon
477
Petrobras
PBR
$118B
$394K 0.03%
28,210
-118
-0.4% -$1.98K
HE icon
478
Hawaiian Electric Industries
HE
$2.02B
$393K 0.03%
14,829
+927
+7% +$23K
DTV
479
DELISTED
DIRECTV COM STK (DE)
DTV
$393K 0.03%
4,479
-736
-14% -$63.3K
SABA
480
Saba Capital Income & Opportunities Fund II
SABA
$223M
$390K 0.03%
24,671
+863
+4% +$13.9K
RY icon
481
Royal Bank of Canada
RY
$293B
$389K 0.03%
5,469
+915
+20% +$67.3K
PSA icon
482
Public Storage
PSA
$60.8B
$387K 0.03%
2,308
– –
RDS.A
483
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$386K 0.03%
5,615
-860
-13% -$64.5K
GLAD icon
484
Gladstone Capital
GLAD
$440M
$385K 0.03%
22,218
+2,600
+13% +$49.9K
FV icon
485
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$384K 0.03%
18,711
-200
-1% -$4.03K
RTN
486
DELISTED
Raytheon Company
RTN
$382K 0.03%
3,851
+49
+1% +$4.7K
SPEU icon
487
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$381K 0.03%
10,611
– –
ITW icon
488
Illinois Tool Works
ITW
$83.9B
$380K 0.03%
4,538
-1,660
-27% -$144K
XLG icon
489
Invesco S&P 500 Top 50 ETF
XLG
$11B
$379K 0.03%
27,520
+4,720
+21% +$64.9K
GLW icon
490
Corning
GLW
$136B
$375K 0.03%
19,800
-143
-0.7% -$2.98K
BBK
491
DELISTED
Blackrock Municipal Bond Trust
BBK
$375K 0.03%
24,450
+12,450
+104% +$193K
UHT
492
Universal Health Realty Income Trust
UHT
$576M
$374K 0.03%
8,849
-43
-0.5% -$1.86K
MZA
493
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$371K 0.03%
24,385
+6,685
+38% +$98.9K
FE icon
494
FirstEnergy
FE
$27.1B
$370K 0.03%
11,041
+1,113
+11% +$36.8K
TRV icon
495
Travelers Companies
TRV
$78.3B
$369K 0.03%
3,907
+135
+4% +$12.6K
AIVL icon
496
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
$366K 0.03%
5,004
-89
-2% -$6.54K
DBE icon
497
Invesco DB Energy Fund
DBE
$90.4M
$366K 0.03%
13,979
– –
HPQ icon
498
HP
HPQ
$27.3B
$366K 0.03%
22,901
+174
+0.8% +$2.82K
AKR icon
499
Acadia Realty Trust
AKR
$2.78B
$363K 0.03%
13,071
-945
-7% -$26.8K
GLQ
500
Clough Global Equity Fund
GLQ
$157M
$360K 0.03%
25,400
– –
18 19
20
21 22

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ICOA
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MIM
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CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.