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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
451
Rockwell Automation
ROK
$49B
$371K 0.03%
2,083
+118
+6% +$19.6K
CVBF icon
452
CVB Financial
CVBF
$3.99B
$367K 0.03%
15,164
– –
ETV
453
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$367K 0.03%
+23,970
New +$368K
PHYS icon
454
Sprott Physical Gold
PHYS
$15.7B
$367K 0.03%
35,140
-652
-2% -$6.8K
JKHY icon
455
Jack Henry & Associates
JKHY
$11.1B
$365K 0.03%
3,552
+11
+0.3% +$1.14K
CRM icon
456
Salesforce
CRM
$158B
$364K 0.03%
3,896
+797
+26% +$73.3K
DON icon
457
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$364K 0.03%
10,914
-7,374
-40% -$241K
MHD icon
458
BlackRock MuniHoldings Fund
MHD
$606M
$363K 0.03%
20,962
+1,985
+10% +$35.2K
FCX icon
459
Freeport-McMoran
FCX
$97.5B
$362K 0.03%
25,795
-3,924
-13% -$55.1K
FEP icon
460
First Trust Europe AlphaDEX Fund
FEP
$534M
$362K 0.03%
+9,603
New +$349K
WEC icon
461
WEC Energy
WEC
$35.1B
$359K 0.03%
5,714
-305
-5% -$19.5K
AZN icon
462
AstraZeneca
AZN
$250B
$357K 0.03%
5,264
-2,037
-28% -$129K
JPIN icon
463
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
$357K 0.03%
6,162
-3,788
-38% -$216K
THG icon
464
Hanover Insurance
THG
$7.98B
$357K 0.03%
3,688
-602
-14% -$57.3K
VIGI icon
465
Vanguard International Dividend Appreciation ETF
VIGI
$9.31B
$357K 0.03%
5,585
-21,358
-79% -$1.35M
AVGO icon
466
Broadcom
AVGO
$2.04T
$356K 0.03%
14,660
-1,420
-9% -$35.1K
BDX icon
467
Becton Dickinson
BDX
$48.2B
$356K 0.03%
1,862
+56
+3% +$10.9K
SPYV icon
468
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$356K 0.03%
12,220
-16,424
-57% -$470K
PSX icon
469
Phillips 66
PSX
$81.4B
$355K 0.03%
3,870
+222
+6% +$18.8K
USA icon
470
Liberty All-Star Equity Fund
USA
$1.85B
$353K 0.03%
58,528
-20,550
-26% -$118K
OIL
471
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$352K 0.03%
+65,360
New +$329K
BXMX
472
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$351K 0.03%
25,126
– –
EXC icon
473
Exelon
EXC
$47B
$347K 0.03%
12,928
-2,873
-18% -$76.8K
XHR
474
Xenia Hotels & Resorts
XHR
$1.79B
$347K 0.03%
16,490
-1,019
-6% -$20.4K
VRP icon
475
Invesco Variable Rate Preferred ETF
VRP
$3.02B
$346K 0.03%
13,282
-2,241
-14% -$58.5K
17 18
19
20 21

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.