National Planning Corporation’s Liberty All-Star Equity Fund USA Stock Holding History

National Planning Corporation’s Portfolio USA Stock Details USA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-58,528	Closed	-$353K	–	569
2017 Q3	$353K	Sell	58,528 -20,550	-26%	-$118K	0.03%	470
2017 Q2	$454K	Sell	79,078 -7,989	-9%	-$44.4K	0.03%	429
2017 Q1	$474K	Sell	87,067 -2,100	-2%	-$11.4K	0.04%	396
2016 Q4	$482K	Buy	89,167 +71,649	+409%	+$364K	0.04%	380
2016 Q3	$85K	Buy	17,518 +393	+2%	+$2.02K	0.01%	637
2016 Q2	$87K	Buy	17,125 +4,236	+33%	+$21.2K	0.01%	648
2016 Q1	$63K	Buy	12,889 +302	+2%	+$1.43K	0.01%	628
2015 Q4	$57K	Buy	+12,587	New	+$67K	﹤0.01%	708

Other funds holding USA

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

National Planning Corporation's USA Position: Q4 2017 in Review

National Planning Corporation sold out of Liberty All-Star Equity Fund (USA) in Q4 2017, closing a stake of 58,528 shares — an estimated $353K sold.

National Planning Corporation first reported a position in USA in Q4 2015 and held it in 8 quarters. The position peaked at $482K in Q4 2016. 133 funds tracked by Wall St. Rank hold USA as of Q4 2017.

National Planning Corporation reported no remaining Liberty All-Star Equity Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 58,528 Liberty All-Star Equity Fund shares in Q4 2017, an estimated $353K.
National Planning Corporation first reported a position in Liberty All-Star Equity Fund in Q4 2015 and held it in 8 quarters.
National Planning Corporation's Liberty All-Star Equity Fund position peaked at $482K in Q4 2016.
133 funds tracked by Wall St. Rank held Liberty All-Star Equity Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.