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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCY icon
451
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$426K 0.03%
14,923
-8,782
-37% -$255K
VPL icon
452
Vanguard FTSE Pacific ETF
VPL
$8.36B
$422K 0.03%
7,220
-33,430
-82% -$2.08M
IWY icon
453
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$421K 0.03%
8,687
+217
+3% +$10.5K
PWV icon
454
Invesco Large Cap Value ETF
PWV
$1.78B
$420K 0.03%
13,896
-3,917
-22% -$120K
EFG icon
455
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$419K 0.03%
6,293
-129
-2% -$9.12K
WELL icon
456
Welltower
WELL
$169B
$419K 0.03%
6,672
-3,414
-34% -$220K
FXL icon
457
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$417K 0.03%
+13,055
New +$427K
LGF
458
DELISTED
Lions Gate Entertainment
LGF
$417K 0.03%
12,686
– –
NG icon
459
NovaGold Resources
NG
$3.35B
$416K 0.03%
151,869
+18,085
+14% +$67.8K
ETP
460
DELISTED
Energy Transfer Partners, L.P.
ETP
$413K 0.03%
8,690
-274
-3% -$13K
BAX icon
461
Baxter International
BAX
$14.4B
$412K 0.03%
10,396
-1,147
-10% -$46.6K
PGX icon
462
Invesco Preferred ETF
PGX
$3.76B
$412K 0.03%
28,541
+3,873
+16% +$56.2K
WAB icon
463
Wabtec
WAB
$49.7B
$407K 0.03%
5,161
+146
+3% +$12K
NE
464
DELISTED
Noble Corporation
NE
$407K 0.03%
20,115
-7,244
-26% -$195K
MNKD icon
465
MannKind Corp
MNKD
$1.26B
$405K 0.03%
+14,687
New +$579K
CQP icon
466
Cheniere Energy
CQP
$32.6B
$404K 0.03%
12,375
-2,400
-16% -$78.3K
IAI icon
467
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$401K 0.03%
10,099
– –
PMD
468
DELISTED
Psychemedics Corporation
PMD
$401K 0.03%
27,729
+113
+0.4% +$1.61K
CFP
469
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$401K 0.03%
24,464
+1,792
+8% +$32.5K
IYC icon
470
iShares US Consumer Discretionary ETF
IYC
$1.23B
$398K 0.03%
12,760
-10,864
-46% -$340K
AFL icon
471
Aflac
AFL
$61.2B
$397K 0.03%
13,738
+808
+6% +$24.6K
HDGE icon
472
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
$397K 0.03%
3,317
– –
IGE icon
473
iShares North American Natural Resources ETF
IGE
$778M
$397K 0.03%
9,119
+1
+0% +$48
SIRI icon
474
SiriusXM
SIRI
$9.7B
$397K 0.03%
11,613
-862
-7% -$30.1K
WEA
475
Western Asset Premier Bond Fund
WEA
$124M
$397K 0.03%
27,870
+1,740
+7% +$25.5K
17 18
19
20 21

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.