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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGD icon
451
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$342K 0.03%
13,232
+1,691
+15% +$41.7K
WAB icon
452
Wabtec
WAB
$49.4B
$342K 0.03%
5,375
+301
+6% +$17.7K
BCF
453
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$341K 0.03%
+37,870
New +$341K
AEE icon
454
Ameren
AEE
$29.7B
$340K 0.03%
9,838
+2,823
+40% +$97.8K
BBH icon
455
VanEck Biotech ETF
BBH
$427M
$340K 0.03%
+4,057
New +$319K
IXJ icon
456
iShares Global Healthcare ETF
IXJ
$4.23B
$340K 0.03%
8,450
+2,700
+47% +$106K
OCSL icon
457
Oaktree Specialty Lending
OCSL
$1.12B
$339K 0.03%
11,212
-167
-1% -$5.3K
NLR icon
458
VanEck Uranium + Nuclear Energy ETF
NLR
$4.15B
$338K 0.03%
+7,491
New +$335K
DWAS icon
459
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$446M
$335K 0.03%
+8,875
New +$315K
ALXN
460
DELISTED
Alexion Pharmaceuticals
ALXN
$334K 0.03%
2,829
+22
+0.8% +$2.41K
APD icon
461
Air Products & Chemicals
APD
$68B
$333K 0.03%
+3,357
New +$319K
BWP
462
DELISTED
Boardwalk Pipeline Partners
BWP
$332K 0.03%
10,997
+2,243
+26% +$68.7K
LMT icon
463
Lockheed Martin
LMT
$140B
$330K 0.03%
2,573
+20
+0.8% +$2.43K
KSU
464
DELISTED
Kansas City Southern
KSU
$330K 0.03%
+2,944
New +$324K
MA icon
465
Mastercard
MA
$491B
$329K 0.03%
4,830
+240
+5% +$15.1K
PEG icon
466
Public Service Enterprise Group
PEG
$37.3B
$328K 0.03%
+9,964
New +$330K
PCL
467
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$327K 0.03%
+6,775
New +$317K
ETJ
468
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$326K 0.03%
29,900
+10,600
+55% +$116K
MXI icon
469
iShares Global Materials ETF
MXI
$362M
$326K 0.03%
+5,437
New +$313K
DWX icon
470
State Street SPDR S&P International Dividend ETF
DWX
$529M
$323K 0.03%
6,834
+326
+5% +$14.8K
CRR
471
DELISTED
Carbo Ceramics Inc.
CRR
$323K 0.03%
+3,230
New +$275K
DCI icon
472
Donaldson
DCI
$11.2B
$321K 0.03%
+8,254
New +$305K
DHS icon
473
WisdomTree US High Dividend Fund
DHS
$1.57B
$319K 0.03%
6,082
+1,402
+30% +$73.6K
XLG icon
474
Invesco S&P 500 Top 50 ETF
XLG
$11B
$317K 0.03%
+26,780
New +$316K
JSN
475
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$316K 0.03%
+25,920
New +$320K
17 18
19
20 21

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.