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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIR
426
DELISTED
SELECT INCOME REIT
SIR
$379K 0.03%
35,451
-7,578
-18% -$90.1K
EXC icon
427
Exelon
EXC
$45.8B
$377K 0.03%
15,798
-2,373
-13% -$59.6K
CB icon
428
Chubb
CB
$134B
$375K 0.03%
3,010
-190
-6% -$24.1K
LVS icon
429
Las Vegas Sands
LVS
$29.4B
$375K 0.03%
6,370
+884
+16% +$45.6K
ISCB icon
430
iShares Morningstar Small-Cap ETF
ISCB
$290M
$374K 0.03%
10,716
+860
+9% +$30.8K
VCIT icon
431
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$374K 0.03%
4,233
+565
+15% +$50.6K
SJM icon
432
J.M. Smucker
SJM
$12.6B
$367K 0.03%
2,794
– –
IGV icon
433
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$365K 0.03%
+16,205
New +$359K
SOXX icon
434
iShares Semiconductor ETF
SOXX
$44.8B
$365K 0.03%
+9,801
New +$342K
PFG icon
435
Principal Financial Group
PFG
$24.4B
$364K 0.03%
+6,710
New +$314K
REG icon
436
Regency Centers
REG
$13.9B
$363K 0.03%
5,189
– –
VPV icon
437
Invesco Pennsylvania Value Municipal Income Trust
VPV
$201M
$361K 0.03%
28,000
– –
APU
438
DELISTED
AmeriGas Partners, L.P.
APU
$360K 0.03%
7,692
+860
+13% +$40.2K
DBE icon
439
Invesco DB Energy Fund
DBE
$90.4M
$358K 0.03%
+30,101
New +$356K
WEC icon
440
WEC Energy
WEC
$34.6B
$357K 0.03%
6,086
-777
-11% -$48.5K
AGQ icon
441
ProShares Ultra Silver
AGQ
$1.47B
$356K 0.03%
8,287
-425
-5% -$21.6K
ESRX
442
DELISTED
Express Scripts Holding Company
ESRX
$355K 0.03%
5,044
+221
+5% +$16.5K
UNH icon
443
UnitedHealth
UNH
$371B
$354K 0.03%
2,492
-681
-21% -$95.4K
VNQI icon
444
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$354K 0.03%
6,656
+512
+8% +$28.6K
ORI icon
445
Old Republic International
ORI
$10.3B
$352K 0.03%
20,804
-72,534
-78% -$1.38M
DAL icon
446
Delta Air Lines
DAL
$58.7B
$351K 0.03%
7,944
+565
+8% +$21.4K
RFG icon
447
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$351K 0.03%
14,680
+4,180
+40% +$105K
RPAI
448
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$351K 0.03%
23,414
+4,854
+26% +$82.6K
BME icon
449
BlackRock Health Sciences Trust
BME
$574M
$346K 0.03%
10,882
-1,250
-10% -$44.2K
EMLP icon
450
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$345K 0.03%
14,268
+715
+5% +$17.8K
16 17
18
19 20

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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.