We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
426
TJX Companies
TJX
$177B
$370K 0.04%
+12,870
New +$343K
FLG
427
Flagstar Bank National Association
FLG
$5.81B
$370K 0.04%
8,019
+750
+10% +$33.7K
CLB icon
428
Core Laboratories
CLB
$548M
$368K 0.04%
2,151
+170
+9% +$26.4K
NOV icon
429
NOV
NOV
$7.37B
$368K 0.04%
+5,137
New +$344K
NML
430
Neuberger Energy Infrastructure and Income Fund Inc
NML
$589M
$367K 0.04%
+19,480
New +$378K
AFL icon
431
Aflac
AFL
$61.4B
$366K 0.04%
11,576
+3,212
+38% +$96.7K
PFM icon
432
Invesco Dividend Achievers ETF
PFM
$809M
$366K 0.04%
19,700
+4,877
+33% +$91K
DISCK
433
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$365K 0.04%
+9,440
New +$350K
PMD
434
DELISTED
Psychemedics Corporation
PMD
$363K 0.04%
26,660
+976
+4% +$12.1K
KMI icon
435
Kinder Morgan
KMI
$69.8B
$362K 0.04%
+10,020
New +$376K
MON
436
DELISTED
Monsanto Co
MON
$362K 0.04%
3,430
+185
+6% +$18.6K
ITW icon
437
Illinois Tool Works
ITW
$84.1B
$361K 0.04%
4,717
+927
+24% +$67.8K
HCSG icon
438
Healthcare Services Group
HCSG
$1.51B
$358K 0.03%
13,778
+144
+1% +$3.61K
BNS icon
439
Scotiabank
BNS
$108B
$357K 0.03%
+6,656
New +$347K
UTF icon
440
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$355K 0.03%
+17,860
New +$344K
WM icon
441
Waste Management
WM
$90.6B
$354K 0.03%
8,647
+439
+5% +$18.3K
TUZ
442
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$352K 0.03%
6,926
+551
+9% +$28K
GG
443
DELISTED
Goldcorp Inc
GG
$352K 0.03%
13,907
-4,697
-25% -$130K
MFIC icon
444
MidCap Financial Investment
MFIC
$790M
$351K 0.03%
14,456
+900
+7% +$21.9K
PIO icon
445
Invesco Global Water ETF
PIO
$280M
$351K 0.03%
+16,369
New +$330K
MDSO
446
DELISTED
Medidata Solutions, Inc.
MDSO
$350K 0.03%
7,000
+600
+9% +$26.5K
HUN icon
447
Huntsman Corp
HUN
$1.8B
$347K 0.03%
16,377
-425
-3% -$7.75K
TEX icon
448
Terex
TEX
$7.59B
$345K 0.03%
10,109
+1,500
+17% +$45.5K
VCIT icon
449
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$343K 0.03%
4,098
+844
+26% +$70K
AWK icon
450
American Water Works
AWK
$26.7B
$342K 0.03%
8,332
+1,143
+16% +$47.3K
16 17
18
19 20

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.