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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHYS icon
401
Sprott Physical Gold
PHYS
$15.9B
$416K 0.03%
39,161
-3,341
-8% -$37K
CVGW
402
DELISTED
Calavo Growers
CVGW
$415K 0.03%
6,764
– –
DE icon
403
Deere & Co
DE
$164B
$415K 0.03%
4,665
-338
-7% -$27.6K
IWN icon
404
iShares Russell 2000 Value ETF
IWN
$14.5B
$413K 0.03%
4,062
+279
+7% +$28.6K
BIDU icon
405
Baidu
BIDU
$37.1B
$412K 0.03%
2,402
+121
+5% +$20.9K
SKYY icon
406
First Trust Cloud Computing ETF
SKYY
$3.22B
$410K 0.03%
+11,910
New +$391K
ALJ
407
DELISTED
Alon USA Energy Inc
ALJ
$407K 0.03%
+56,944
New +$422K
NSC icon
408
Norfolk Southern
NSC
$75B
$406K 0.03%
4,271
-59
-1% -$5.37K
DD icon
409
DuPont de Nemours
DD
$19.1B
$396K 0.03%
2,913
+749
+35% +$99.9K
GD icon
410
General Dynamics
GD
$107B
$395K 0.03%
2,594
+261
+11% +$38.9K
EFR
411
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$393K 0.03%
27,963
+4,504
+19% +$61K
RAD
412
DELISTED
Rite Aid Corporation
RAD
$392K 0.03%
3,013
+527
+21% +$78.6K
ALXN
413
DELISTED
Alexion Pharmaceuticals
ALXN
$392K 0.03%
3,263
-13
-0.4% -$1.67K
CHI
414
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$390K 0.03%
40,070
+23,570
+143% +$245K
OXY icon
415
Occidental Petroleum
OXY
$58.6B
$390K 0.03%
5,794
-431
-7% -$32.3K
ITW icon
416
Illinois Tool Works
ITW
$83.9B
$386K 0.03%
3,295
-105
-3% -$12.2K
KKR icon
417
KKR & Co
KKR
$93.2B
$384K 0.03%
27,502
-3,985
-13% -$56.5K
VRTX icon
418
Vertex Pharmaceuticals
VRTX
$133B
$384K 0.03%
4,613
+126
+3% +$11.9K
CSX icon
419
CSX Corp
CSX
$92.8B
$382K 0.03%
35,775
-447
-1% -$4.23K
DEM icon
420
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$382K 0.03%
10,081
+4,367
+76% +$165K
FTSL icon
421
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$382K 0.03%
7,922
+11
+0.1% +$532
HEDJ icon
422
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$382K 0.03%
14,292
-16,900
-54% -$447K
LGF
423
DELISTED
Lions Gate Entertainment
LGF
$382K 0.03%
17,067
+300
+2% +$6.14K
RCS
424
PIMCO Strategic Income Fund
RCS
$249M
$381K 0.03%
41,738
+10,058
+32% +$102K
BCE icon
425
BCE
BCE
$21B
$380K 0.03%
8,506
-22
-0.3% -$1.04K
15 16
17
18 19

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MIM
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.