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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJM icon
401
J.M. Smucker
SJM
$12.6B
$511K 0.04%
4,076
+1,373
+51% +$164K
BIL icon
402
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$505K 0.04%
+5,522
New +$505K
AEE icon
403
Ameren
AEE
$29.6B
$498K 0.04%
+10,708
New +$464K
AGN
404
DELISTED
Allergan plc
AGN
$493K 0.04%
1,799
+536
+42% +$160K
NSC icon
405
Norfolk Southern
NSC
$75B
$488K 0.04%
6,953
+2,629
+61% +$225K
PCY icon
406
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$486K 0.04%
17,889
+269
+2% +$7.48K
KRG icon
407
Kite Realty
KRG
$5.29B
$484K 0.04%
17,938
+6,245
+53% +$162K
PCQ
408
Pimco California Municipal Income Fund
PCQ
$168M
$479K 0.04%
+30,125
New +$469K
DSI icon
409
iShares MSCI KLD 400 Social ETF
DSI
$5.53B
$475K 0.04%
+13,660
New +$520K
THG icon
410
Hanover Insurance
THG
$7.86B
$475K 0.04%
+5,861
New +$485K
REZ icon
411
iShares Residential and Multisector Real Estate ETF
REZ
$860M
$474K 0.04%
7,942
+4,231
+114% +$259K
WELL icon
412
Welltower
WELL
$169B
$472K 0.04%
7,479
+1,255
+20% +$81.9K
SCNB
413
DELISTED
Suffolk Bancorp
SCNB
$469K 0.04%
19,675
– –
MHFI
414
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$468K 0.04%
+5,460
New +$518K
HTGC icon
415
Hercules Capital
HTGC
$3.21B
$465K 0.04%
+43,121
New +$485K
DON icon
416
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$464K 0.04%
18,144
+2,403
+15% +$65.4K
CMI icon
417
Cummins
CMI
$87.4B
$463K 0.04%
4,681
+1,166
+33% +$116K
GDX icon
418
VanEck Gold Miners ETF
GDX
$27.6B
$462K 0.04%
27,098
+2,260
+9% +$32.8K
PHD
419
DELISTED
Pioneer Floating Rate Fund
PHD
$462K 0.04%
44,550
-2,000
-4% -$21.8K
FXD icon
420
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$460K 0.04%
14,955
+1,400
+10% +$49.1K
HEWJ icon
421
iShares Currency Hedged MSCI Japan ETF
HEWJ
$750M
$458K 0.04%
18,170
-3,311
-15% -$98.3K
CHD icon
422
Church & Dwight Co
CHD
$24.5B
$457K 0.04%
10,520
+54
+0.5% +$2.31K
UNH icon
423
UnitedHealth
UNH
$371B
$456K 0.04%
4,080
+1,851
+83% +$216K
VPU
424
Vanguard Utilities ETF
VPU
$8.35B
$454K 0.04%
4,514
+1,159
+35% +$109K
AIG icon
425
American International
AIG
$40.7B
$450K 0.04%
8,423
+1,805
+27% +$110K
15 16
17
18 19

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MIM
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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.