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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPAI
401
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$500K 0.04%
34,210
-10,160
-23% -$156K
BYM
402
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$494K 0.04%
35,759
+1,309
+4% +$18.1K
EXK
403
Endeavour Silver
EXK
$2.98B
$494K 0.04%
118,749
+16,169
+16% +$88.7K
SBR
404
Sabine Royalty Trust
SBR
$1.06B
$494K 0.04%
9,248
+242
+3% +$13.7K
HYMB icon
405
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$490K 0.04%
17,296
+3,004
+21% +$84.1K
XNTK icon
406
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$490K 0.04%
10,200
– –
FTA icon
407
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$487K 0.04%
+11,563
New +$502K
ORLY icon
408
O'Reilly Automotive
ORLY
$75.2B
$487K 0.04%
47,715
+11,970
+33% +$122K
CLM icon
409
Cornerstone Strategic Value Fund
CLM
$2.24B
$486K 0.04%
21,708
-27
-0.1% -$646
EOD
410
Allspring Global Dividend Opportunity Fund
EOD
$289M
$484K 0.04%
61,478
-9,235
-13% -$76.5K
PFL
411
PIMCO Income Strategy Fund
PFL
$389M
$483K 0.04%
39,927
-2,702
-6% -$33.1K
FLG
412
Flagstar Bank National Association
FLG
$5.82B
$483K 0.04%
10,290
+516
+5% +$24.6K
PDM
413
Piedmont Realty Trust
PDM
$1.15B
$481K 0.04%
27,261
+995
+4% +$19.1K
ILCG icon
414
iShares Morningstar Growth ETF
ILCG
$3.26B
$480K 0.04%
22,115
-450
-2% -$9.76K
PIE icon
415
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$243M
$480K 0.04%
+26,006
New +$500K
PHYS icon
416
Sprott Physical Gold
PHYS
$15.7B
$477K 0.04%
48,440
+2,439
+5% +$25.9K
IONS icon
417
Ionis Pharmaceuticals
IONS
$9.54B
$475K 0.04%
12,083
-1,250
-9% -$44.3K
BQR
418
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
$475K 0.04%
62,850
-16,500
-21% -$136K
CMO
419
DELISTED
Capstead Mortgage Corp.
CMO
$474K 0.04%
38,569
+840
+2% +$11K
DCI icon
420
Donaldson
DCI
$11.2B
$472K 0.04%
11,738
+18
+0.2% +$733
FNX icon
421
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$470K 0.04%
9,426
+1,926
+26% +$101K
HAIN icon
422
Hain Celestial
HAIN
$53.9M
$469K 0.04%
9,088
+200
+2% +$9.3K
DD icon
423
DuPont de Nemours
DD
$19.2B
$468K 0.04%
3,653
+71
+2% +$9.47K
PRXL
424
DELISTED
Parexel International Corp
PRXL
$468K 0.04%
7,485
– –
DHR icon
425
Danaher
DHR
$145B
$467K 0.04%
9,263
-1,864
-17% -$95.8K
15 16
17
18 19

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ICOA
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MIM
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CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.