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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
401
American Electric Power
AEP
$67B
$405K 0.04%
9,238
+1,817
+24% +$80.8K
ESRX
402
DELISTED
Express Scripts Holding Company
ESRX
$404K 0.04%
+6,502
New +$420K
WYNN icon
403
Wynn Resorts
WYNN
$10.5B
$401K 0.04%
+2,508
New +$351K
ASB icon
404
Associated Banc-Corp
ASB
$5.89B
$399K 0.04%
25,372
– –
IQDF icon
405
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$399K 0.04%
+15,375
New +$388K
PWV icon
406
Invesco Large Cap Value ETF
PWV
$1.77B
$398K 0.04%
15,308
+5,939
+63% +$156K
BIIB icon
407
Biogen
BIIB
$30.7B
$396K 0.04%
1,631
+692
+74% +$155K
PSA icon
408
Public Storage
PSA
$60.2B
$396K 0.04%
2,430
+23
+1% +$3.64K
PWE
409
DELISTED
Penn West Energy Petroleum Ltd
PWE
$396K 0.04%
34,933
-2,507
-7% -$29.1K
AOM icon
410
iShares Core Moderate Allocation ETF
AOM
$1.77B
$393K 0.04%
11,727
+846
+8% +$27.9K
TWO
411
Two Harbors Investment
TWO
$1.27B
$393K 0.04%
5,018
+420
+9% +$33K
KOG
412
DELISTED
KODIAK OIL & GAS CORP
KOG
$393K 0.04%
30,800
+10,700
+53% +$107K
IRR
413
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$390K 0.04%
38,975
+26,775
+219% +$277K
GPC icon
414
Genuine Parts
GPC
$18.5B
$389K 0.04%
4,845
+341
+8% +$27.7K
ILCG icon
415
iShares Morningstar Growth ETF
ILCG
$3.26B
$389K 0.04%
+21,315
New +$372K
TSLA icon
416
Tesla
TSLA
$1.3T
$388K 0.04%
+29,985
New +$297K
EFG icon
417
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$386K 0.04%
5,680
+376
+7% +$24.7K
NCV
418
Virtus Convertible & Income Fund
NCV
$390M
$386K 0.04%
10,048
+7,397
+279% +$276K
KRFT
419
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$385K 0.04%
7,147
+1,387
+24% +$76K
CPB icon
420
Campbell Soup
CPB
$6.75B
$383K 0.04%
9,353
+2,456
+36% +$110K
SPEU icon
421
State Street SPDR Portfolio Europe ETF
SPEU
$744M
$382K 0.04%
10,400
+800
+8% +$28.2K
EMN icon
422
Eastman Chemical
EMN
$8.34B
$376K 0.04%
4,693
+147
+3% +$11.3K
MDU icon
423
MDU Resources
MDU
$4.29B
$376K 0.04%
34,509
-1,702
-5% -$17.9K
LINE
424
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$373K 0.04%
14,370
-8,056
-36% -$209K
NSC icon
425
Norfolk Southern
NSC
$75.6B
$372K 0.04%
4,755
+593
+14% +$44.4K
15 16
17
18 19

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MIM
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.