We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDE icon
376
Vanguard Energy ETF
VDE
$10.3B
$557K 0.05%
7,219
+2,301
+47% +$210K
AZN icon
377
AstraZeneca
AZN
$251B
$556K 0.05%
9,260
+8
+0.1% +$525
GPM
378
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$556K 0.05%
+82,180
New +$629K
CDC icon
379
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$554K 0.05%
+15,962
New +$573K
VOD icon
380
Vodafone
VOD
$36.4B
$554K 0.05%
18,389
+6,190
+51% +$202K
PSA icon
381
Public Storage
PSA
$60.8B
$551K 0.05%
2,324
-180
-7% -$42.1K
GSK icon
382
GSK
GSK
$104B
$548K 0.04%
10,747
+5,094
+90% +$260K
UN
383
DELISTED
Unilever NV New York Registry Shares
UN
$546K 0.04%
12,773
+1,498
+13% +$65.6K
KKR icon
384
KKR & Co
KKR
$93.2B
$544K 0.04%
39,326
-4,914
-11% -$84K
GPT
385
DELISTED
Gramercy Property Trust
GPT
$544K 0.04%
+25,096
New +$1.56M
DE icon
386
Deere & Co
DE
$164B
$543K 0.04%
6,920
+2,322
+51% +$180K
PRFZ icon
387
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$543K 0.04%
32,555
-915
-3% -$17.6K
RCS
388
PIMCO Strategic Income Fund
RCS
$249M
$541K 0.04%
63,068
+30,528
+94% +$277K
LYB icon
389
LyondellBasell Industries
LYB
$20.2B
$540K 0.04%
+6,766
New +$623K
AXP icon
390
American Express
AXP
$229B
$539K 0.04%
9,980
+2,182
+28% +$159K
BYM
391
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$538K 0.04%
+36,259
New +$509K
DHS icon
392
WisdomTree US High Dividend Fund
DHS
$1.57B
$534K 0.04%
9,239
+1,405
+18% +$83K
SON icon
393
Sonoco
SON
$5.72B
$533K 0.04%
13,249
+767
+6% +$31.9K
PMM
394
Franklin Managed Municipal Income Trust
PMM
$272M
$530K 0.04%
70,939
+20,000
+39% +$145K
JPS
395
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$523K 0.04%
58,120
+2,109
+4% +$19.1K
AOM icon
396
iShares Core Moderate Allocation ETF
AOM
$1.77B
$522K 0.04%
15,751
+2,290
+17% +$79K
DNP icon
397
DNP Select Income Fund
DNP
$4.09B
$522K 0.04%
+55,069
New +$519K
RDS.A
398
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$520K 0.04%
12,281
+3,499
+40% +$167K
JNK icon
399
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$517K 0.04%
5,337
-11,295
-68% -$1.2M
WEC icon
400
WEC Energy
WEC
$34.6B
$517K 0.04%
9,061
+3,102
+52% +$158K
14 15
16
17 18

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.