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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHY
376
DELISTED
First Trust Strategic High
FHY
$452K 0.04%
+28,649
New +$444K
WFM
377
DELISTED
Whole Foods Market Inc
WFM
$450K 0.04%
7,554
+1,058
+16% +$58.4K
APA icon
378
APA Corp
APA
$13.9B
$448K 0.04%
5,173
+705
+16% +$58.6K
AXJL
379
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$446K 0.04%
6,531
-4,137
-39% -$270K
IWS icon
380
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$445K 0.04%
7,211
+75
+1% +$4.52K
CLF icon
381
Cleveland-Cliffs
CLF
$7.13B
$442K 0.04%
21,340
+7,755
+57% +$160K
TRP icon
382
TC Energy
TRP
$65.7B
$441K 0.04%
10,061
+1,270
+14% +$56.6K
NFLX icon
383
Netflix
NFLX
$311B
$439K 0.04%
+95,550
New +$369K
BHC icon
384
Bausch Health
BHC
$2.4B
$437K 0.04%
+4,051
New +$395K
FEZ icon
385
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$431K 0.04%
+11,072
New +$401K
PIE icon
386
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$431K 0.04%
23,290
-7,814
-25% -$141K
RAI
387
DELISTED
Reynolds American Inc
RAI
$431K 0.04%
17,850
+6,972
+64% +$173K
APU
388
DELISTED
AmeriGas Partners, L.P.
APU
$429K 0.04%
10,095
+4,245
+73% +$189K
ABV
389
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$429K 0.04%
11,005
+1,647
+18% +$60.4K
BDX icon
390
Becton Dickinson
BDX
$48.3B
$424K 0.04%
4,333
+1,411
+48% +$138K
EAD
391
Allspring Income Opportunities Fund
EAD
$379M
$422K 0.04%
+46,820
New +$419K
IYG icon
392
iShares US Financial Services ETF
IYG
$2.21B
$422K 0.04%
16,950
+7,467
+79% +$187K
DBE icon
393
Invesco DB Energy Fund
DBE
$89.2M
$421K 0.04%
14,952
+470
+3% +$13.5K
SJM icon
394
J.M. Smucker
SJM
$12.7B
$421K 0.04%
4,018
+1,419
+55% +$154K
GLTR icon
395
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
$416K 0.04%
+5,934
New +$429K
BKNG icon
396
Booking.com
BKNG
$158B
$414K 0.04%
9,950
+1,250
+14% +$46.8K
FXG icon
397
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$411K 0.04%
12,374
+2,140
+21% +$70.2K
UHT
398
Universal Health Realty Income Trust
UHT
$587M
$409K 0.04%
9,739
+1,297
+15% +$55.1K
GIS icon
399
General Mills
GIS
$19.8B
$408K 0.04%
8,507
+421
+5% +$21.1K
IHE icon
400
iShares US Pharmaceuticals ETF
IHE
$1.65B
$407K 0.04%
11,376
+1,401
+14% +$49.3K
14 15
16
17 18

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.