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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
351
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$601K 0.05%
13,767
-4,083
-23% -$217K
RAD
352
DELISTED
Rite Aid Corporation
RAD
$599K 0.05%
3,785
+649
+21% +$96.1K
IAU icon
353
iShares Gold Trust
IAU
$65.1B
$596K 0.05%
26,300
+2,390
+10% +$51K
IJS icon
354
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$595K 0.05%
12,046
+2,470
+26% +$137K
FPF
355
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$594K 0.05%
27,640
-650
-2% -$14K
SPDW icon
356
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$586K 0.05%
24,901
+796
+3% +$21.1K
TJX icon
357
TJX Companies
TJX
$175B
$586K 0.05%
17,234
+8,148
+90% +$290K
APU
358
DELISTED
AmeriGas Partners, L.P.
APU
$586K 0.05%
14,871
+5,658
+61% +$223K
ITC
359
DELISTED
ITC HOLDINGS CORP
ITC
$585K 0.05%
+14,878
New +$517K
INCY icon
360
Incyte
INCY
$24.6B
$583K 0.05%
8,212
-400
-5% -$44.6K
BIDU icon
361
Baidu
BIDU
$37.1B
$580K 0.05%
3,991
+1,425
+56% +$263K
EXC icon
362
Exelon
EXC
$45.8B
$577K 0.05%
24,571
+6,150
+33% +$125K
HRL icon
363
Hormel Foods
HRL
$13.6B
$577K 0.05%
14,632
+6,516
+80% +$232K
QCOM icon
364
Qualcomm
QCOM
$170B
$575K 0.05%
13,053
+1,094
+9% +$58.4K
IYC icon
365
iShares US Consumer Discretionary ETF
IYC
$1.23B
$570K 0.05%
17,516
+3,920
+29% +$143K
SIR
366
DELISTED
SELECT INCOME REIT
SIR
$568K 0.05%
65,920
+9,234
+16% +$81.2K
FLG
367
Flagstar Bank National Association
FLG
$5.84B
$567K 0.05%
12,293
+5,370
+78% +$274K
AWF
368
AllianceBernstein Global High Income Fund
AWF
$870M
$566K 0.05%
52,505
+19,166
+57% +$214K
DD icon
369
DuPont de Nemours
DD
$19.1B
$564K 0.05%
4,769
+3,146
+194% +$404K
DHC
370
Diversified Healthcare Trust
DHC
$2.04B
$564K 0.05%
37,025
-21,669
-37% -$324K
PGP
371
PIMCO Global StockPLUS & Income Fund
PGP
$101M
$563K 0.05%
32,360
+19,950
+161% +$350K
FXG icon
372
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$562K 0.05%
13,178
+2,007
+18% +$87.7K
TIER
373
DELISTED
TIER REIT, Inc.
TIER
$562K 0.05%
36,526
+2,559
+8% +$38.7K
AGZ icon
374
iShares Agency Bond ETF
AGZ
$563M
$560K 0.05%
+4,902
New +$556K
PCI
375
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$558K 0.05%
32,000
– –
13 14
15
16 17

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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.