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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMR
351
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$603K 0.05%
6,414
+179
+3% +$15.4K
NGG icon
352
National Grid
NGG
$79.8B
$602K 0.05%
8,783
-3,239
-27% -$230K
WPM icon
353
Wheaton Precious Metals
WPM
$60.6B
$597K 0.05%
31,111
+2,617
+9% +$65.2K
PEG icon
354
Public Service Enterprise Group
PEG
$37.1B
$594K 0.05%
15,935
-145
-0.9% -$5.36K
KRG icon
355
Kite Realty
KRG
$5.29B
$590K 0.04%
+24,514
New +$621K
DBC icon
356
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$588K 0.04%
25,740
+7,331
+40% +$183K
VRTX icon
357
Vertex Pharmaceuticals
VRTX
$133B
$588K 0.04%
+5,412
New +$515K
BNY
358
Bank of New York Mellon
BNY
$108B
$587K 0.04%
15,162
-250
-2% -$9.72K
GAS
359
DELISTED
AGL Resources Inc
GAS
$587K 0.04%
11,450
+6,648
+138% +$351K
LINE
360
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$586K 0.04%
20,497
-296
-1% -$9.21K
ILCB icon
361
iShares Morningstar US Equity ETF
ILCB
$1.32B
$584K 0.04%
20,240
+132
+0.7% +$3.79K
VOD icon
362
Vodafone
VOD
$36.4B
$583K 0.04%
17,920
+401
+2% +$13.4K
XEL icon
363
Xcel Energy
XEL
$48B
$583K 0.04%
19,057
-661
-3% -$20.7K
NMZ icon
364
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$581K 0.04%
44,808
– –
AEP icon
365
American Electric Power
AEP
$66.8B
$579K 0.04%
10,950
-2,166
-17% -$115K
GS icon
366
Goldman Sachs
GS
$301B
$577K 0.04%
3,069
-79
-3% -$13.9K
PNR icon
367
Pentair
PNR
$10.7B
$575K 0.04%
13,152
+6,880
+110% +$318K
AIG icon
368
American International
AIG
$40.6B
$572K 0.04%
10,728
-2,560
-19% -$140K
CRM icon
369
Salesforce
CRM
$162B
$570K 0.04%
9,752
-22
-0.2% -$1.24K
IWS icon
370
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$569K 0.04%
8,162
-927
-10% -$66.5K
DNI
371
DELISTED
Dividend and Income Fund
DNI
$568K 0.04%
34,920
– –
KMI icon
372
Kinder Morgan
KMI
$69.9B
$567K 0.04%
14,594
+2,762
+23% +$105K
CIM
373
Chimera Investment
CIM
$980M
$565K 0.04%
12,307
– –
IYG icon
374
iShares US Financial Services ETF
IYG
$2.21B
$562K 0.04%
19,506
– –
PHD
375
DELISTED
Pioneer Floating Rate Fund
PHD
$556K 0.04%
47,700
-35,820
-43% -$437K
13 14
15
16 17

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.