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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMF icon
326
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$576K 0.06%
7,388
-2,299
-24% -$170K
HDGE icon
327
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
$570K 0.06%
4,015
+2,600
+184% +$392K
VDE icon
328
Vanguard Energy ETF
VDE
$9.84B
$565K 0.05%
4,703
+143
+3% +$16.9K
SBR
329
Sabine Royalty Trust
SBR
$1.05B
$558K 0.05%
10,961
+214
+2% +$11.1K
XLK icon
330
State Street Technology Select Sector SPDR ETF
XLK
$123B
$554K 0.05%
34,356
+4,084
+13% +$65.1K
PSX icon
331
Phillips 66
PSX
$81.4B
$552K 0.05%
9,437
+1,555
+20% +$90.2K
ADP icon
332
Automatic Data Processing
ADP
$108B
$536K 0.05%
8,513
+2,333
+38% +$148K
SCHX icon
333
Schwab US Large- Cap ETF
SCHX
$74.6B
$536K 0.05%
79,248
-18
-0% -$120
BQR
334
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
$529K 0.05%
+66,700
New +$530K
ITB icon
335
iShares US Home Construction ETF
ITB
$2.41B
$528K 0.05%
23,661
+545
+2% +$12K
PBR icon
336
Petrobras
PBR
$116B
$525K 0.05%
+33,428
New +$476K
GSG icon
337
iShares S&P GSCI Commodity-Indexed Trust
GSG
$900M
$524K 0.05%
16,493
-2,508
-13% -$82.3K
ILCB icon
338
iShares Morningstar US Equity ETF
ILCB
$1.32B
$524K 0.05%
+20,920
New +$521K
TGT icon
339
Target
TGT
$68B
$522K 0.05%
8,298
+2,856
+52% +$194K
KKR icon
340
KKR & Co
KKR
$92.3B
$521K 0.05%
24,761
+835
+3% +$16.7K
DHR icon
341
Danaher
DHR
$144B
$509K 0.05%
10,876
+3,190
+42% +$145K
EMR icon
342
Emerson Electric
EMR
$88.3B
$506K 0.05%
7,752
+1,238
+19% +$75.7K
ISCB icon
343
iShares Morningstar Small-Cap ETF
ISCB
$292M
$506K 0.05%
16,844
+120
+0.7% +$3.49K
BPL
344
DELISTED
Buckeye Partners, L.P.
BPL
$500K 0.05%
7,491
+800
+12% +$55.3K
EFSC icon
345
Enterprise Financial Services Corp
EFSC
$2.39B
$499K 0.05%
29,000
– –
TLT icon
346
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$498K 0.05%
4,704
+4
+0.1% +$424
FE icon
347
FirstEnergy
FE
$27.5B
$494K 0.05%
13,422
+5,904
+79% +$222K
IHF icon
348
iShares US Healthcare Providers ETF
IHF
$1.27B
$494K 0.05%
27,950
+1,495
+6% +$26.1K
AOR icon
349
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$492K 0.05%
13,282
+5,065
+62% +$184K
GAB icon
350
Gabelli Equity Trust
GAB
$1.79B
$492K 0.05%
+76,850
New +$495K
12 13
14
15 16

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.