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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
301
iShares International Select Dividend ETF
IDV
$8.52B
$674K 0.05%
23,242
+5,279
+29% +$156K
IJJ icon
302
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9B
$674K 0.05%
10,338
-140
-1% -$9.25K
PGX icon
303
Invesco Preferred ETF
PGX
$3.76B
$673K 0.05%
45,426
-13,318
-23% -$204K
BTT icon
304
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$670K 0.05%
29,000
– –
LOW icon
305
Lowe's Companies
LOW
$123B
$664K 0.05%
9,875
+1,617
+20% +$126K
MINT icon
306
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$664K 0.05%
6,550
+2,921
+80% +$296K
O icon
307
Realty Income
O
$58.3B
$659K 0.05%
11,639
-4,205
-27% -$278K
WPC icon
308
W.P. Carey
WPC
$16.1B
$656K 0.05%
11,395
-8,003
-41% -$534K
ETP
309
DELISTED
Energy Transfer Partners L.p.
ETP
$650K 0.05%
19,414
-12,783
-40% -$502K
PRFZ icon
310
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$636K 0.05%
31,265
+855
+3% +$17.6K
XEL icon
311
Xcel Energy
XEL
$47.9B
$634K 0.05%
15,417
+49
+0.3% +$2.1K
SON icon
312
Sonoco
SON
$5.68B
$633K 0.05%
12,531
+37
+0.3% +$1.91K
ACN icon
313
Accenture
ACN
$110B
$627K 0.05%
5,223
+101
+2% +$11.5K
XLY icon
314
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$626K 0.05%
15,938
-11,626
-42% -$468K
SPDW icon
315
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$622K 0.05%
24,199
-318
-1% -$8.25K
MDT icon
316
Medtronic
MDT
$114B
$617K 0.05%
7,351
-2,471
-25% -$215K
SCZ icon
317
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$616K 0.05%
12,120
+1,187
+11% +$60.2K
WPM icon
318
Wheaton Precious Metals
WPM
$60.2B
$616K 0.05%
26,392
+490
+2% +$13.5K
IYJ icon
319
iShares US Industrials ETF
IYJ
$1.95B
$614K 0.05%
10,892
+6,250
+135% +$355K
BKN
320
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$613K 0.05%
39,000
-290
-0.7% -$5.05K
SRPT icon
321
Sarepta Therapeutics
SRPT
$1.78B
$613K 0.05%
15,773
-280
-2% -$8.46K
PSEC icon
322
Prospect Capital
PSEC
$1.14B
$611K 0.05%
81,205
+17,600
+28% +$145K
RDS.B
323
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$610K 0.05%
11,255
-5,778
-34% -$309K
FPF
324
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$608K 0.05%
27,548
+755
+3% +$17.7K
MGV icon
325
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$607K 0.05%
9,741
-675
-6% -$42.5K
11 12
13
14 15

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.