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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
301
VanEck High Yield Muni ETF
HYD
$4.4B
$760K 0.06%
12,374
+960
+8% +$58K
IWN icon
302
iShares Russell 2000 Value ETF
IWN
$14.6B
$759K 0.06%
8,106
-969
-11% -$95.9K
NBB icon
303
Nuveen Taxable Municipal Income Fund
NBB
$453M
$757K 0.06%
36,785
+1,901
+5% +$38.8K
ESRX
304
DELISTED
Express Scripts Holding Company
ESRX
$756K 0.06%
10,601
+374
+4% +$26.6K
GIS icon
305
General Mills
GIS
$19.7B
$755K 0.06%
14,959
+5,007
+50% +$263K
KKR icon
306
KKR & Co
KKR
$92.3B
$755K 0.06%
34,915
+17,404
+99% +$408K
NEE icon
307
NextEra Energy
NEE
$177B
$751K 0.06%
31,884
-3,956
-11% -$95.5K
GPM
308
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$750K 0.06%
83,475
+1,175
+1% +$10.9K
CHRD icon
309
Chord Energy
CHRD
$7.39B
$748K 0.06%
+18,900
New +$940K
BOE icon
310
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$747K 0.06%
53,765
-2,093
-4% -$30.8K
DEM icon
311
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$746K 0.06%
15,746
-4,263
-21% -$222K
PIZ icon
312
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$735M
$743K 0.06%
31,049
-90
-0.3% -$2.3K
CTT
313
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$736K 0.06%
67,624
+20,831
+45% +$249K
QAI icon
314
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$732K 0.06%
24,767
+4,518
+22% +$135K
CHI
315
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$727K 0.06%
54,168
+4,637
+9% +$63.9K
GSK icon
316
GSK
GSK
$106B
$727K 0.06%
12,708
-9,604
-43% -$589K
MDLZ icon
317
Mondelez International
MDLZ
$79.9B
$726K 0.06%
21,186
-3,489
-14% -$127K
AGNC icon
318
AGNC Investment
AGNC
$12.9B
$725K 0.06%
33,770
-107
-0.3% -$2.47K
CHY
319
Calamos Convertible and High Income Fund
CHY
$1.06B
$725K 0.06%
50,818
-701
-1% -$10.2K
MVT
320
DELISTED
BlackRock MuniVest Fund II
MVT
$716K 0.05%
+45,667
New +$708K
FFC
321
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$713K 0.05%
36,623
+9,298
+34% +$180K
DOC icon
322
Healthpeak Properties
DOC
$14.8B
$707K 0.05%
19,371
+5,917
+44% +$224K
MDT icon
323
Medtronic
MDT
$112B
$698K 0.05%
10,739
+311
+3% +$19.8K
PSEC icon
324
Prospect Capital
PSEC
$1.17B
$696K 0.05%
70,985
-23,379
-25% -$247K
DBA icon
325
Invesco DB Agriculture Fund
DBA
$1.23B
$691K 0.05%
26,855
-1,167
-4% -$30.6K
11 12
13
14 15

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MIM
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CR
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DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.