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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
276
Eli Lilly
LLY
$1.09T
$763K 0.06%
10,331
-1,937
-16% -$155K
PHK
277
PIMCO High Income Fund
PHK
$878M
$757K 0.06%
85,278
-1,286
-1% -$12.8K
VCV icon
278
Invesco California Value Municipal Income Trust
VCV
$524M
$741K 0.06%
56,417
– –
NG icon
279
NovaGold Resources
NG
$3.39B
$738K 0.06%
147,953
-3,044
-2% -$18.9K
NRK icon
280
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$915M
$731K 0.06%
54,000
– –
QUAL icon
281
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$727K 0.06%
10,945
+708
+7% +$47.9K
ITA icon
282
iShares US Aerospace & Defense ETF
ITA
$15B
$723K 0.06%
11,112
+1,342
+14% +$86.7K
IWS icon
283
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$721K 0.06%
9,633
+1,498
+18% +$114K
ETX
284
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$719K 0.06%
36,500
– –
INCY icon
285
Incyte
INCY
$24.8B
$711K 0.06%
7,712
-100
-1% -$8.43K
DEO icon
286
Diageo
DEO
$53.7B
$707K 0.06%
6,762
-285
-4% -$32.6K
ACAD icon
287
Acadia Pharmaceuticals
ACAD
$5.07B
$705K 0.06%
30,680
+1,500
+5% +$50.9K
CL icon
288
Colgate-Palmolive
CL
$74.2B
$703K 0.06%
9,965
-647
-6% -$47.8K
ETN icon
289
Eaton
ETN
$173B
$697K 0.06%
11,160
-3,104
-22% -$201K
SYG
290
DELISTED
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
$697K 0.06%
11,491
+2,662
+30% +$166K
IYE icon
291
iShares US Energy ETF
IYE
$1.77B
$696K 0.06%
18,306
+11,785
+181% +$449K
SCNB
292
DELISTED
Suffolk Bancorp
SCNB
$692K 0.06%
18,651
– –
NEE icon
293
NextEra Energy
NEE
$176B
$691K 0.05%
22,160
-1,028
-4% -$32.4K
SLB icon
294
SLB Ltd
SLB
$78B
$691K 0.05%
8,661
-323
-4% -$25.6K
RTN
295
DELISTED
Raytheon Company
RTN
$690K 0.05%
5,075
+46
+0.9% +$6.4K
CMCSA icon
296
Comcast
CMCSA
$88.9B
$689K 0.05%
22,400
-1,770
-7% -$58.9K
AEP icon
297
American Electric Power
AEP
$66.9B
$684K 0.05%
10,813
-706
-6% -$47.5K
LUV icon
298
Southwest Airlines
LUV
$22B
$676K 0.05%
16,260
+2,722
+20% +$103K
HYMB icon
299
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$675K 0.05%
23,106
+1,692
+8% +$50.3K
DHC
300
Diversified Healthcare Trust
DHC
$2.02B
$674K 0.05%
35,250
-100
-0.3% -$2.21K
10 11
12
13 14

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MIM
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.