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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYK icon
251
iShares US Consumer Staples ETF
IYK
$1.43B
$977K 0.08%
28,464
-6,906
-20% -$249K
RWO icon
252
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$976K 0.08%
22,073
-7,271
-25% -$342K
ITOT icon
253
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$968K 0.08%
22,824
+9,028
+65% +$423K
HEDJ icon
254
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$966K 0.08%
39,146
-28,922
-42% -$854K
NP
255
DELISTED
Neenah, Inc. Common Stock
NP
$963K 0.08%
17,104
-6,741
-28% -$434K
BRK.A icon
256
Berkshire Hathaway Class A
BRK.A
$1.15T
$954K 0.08%
+5
New +$1.01M
USB icon
257
US Bancorp
USB
$99.8B
$953K 0.08%
23,760
+2,261
+11% +$96.6K
MDIV icon
258
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$949K 0.08%
54,609
+16,474
+43% +$308K
BKCC
259
DELISTED
BlackRock Capital Investment Corporation
BKCC
$924K 0.08%
106,204
+19,629
+23% +$186K
GS icon
260
Goldman Sachs
GS
$301B
$918K 0.08%
5,864
+1,351
+30% +$251K
MMD
261
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$913K 0.07%
+47,480
New +$858K
NPM
262
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$913K 0.07%
62,640
+500
+0.8% +$6.94K
BBH icon
263
VanEck Biotech ETF
BBH
$427M
$909K 0.07%
9,279
-3,043
-25% -$373K
RDS.B
264
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$909K 0.07%
20,321
+849
+4% +$42.9K
CRF
265
Cornerstone Total Return Fund
CRF
$1.17B
$908K 0.07%
+64,167
New +$1.08M
NQU
266
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$885K 0.07%
60,820
+1,000
+2% +$13.7K
EMR icon
267
Emerson Electric
EMR
$88.6B
$884K 0.07%
18,847
+7,872
+72% +$375K
NFLX icon
268
Netflix
NFLX
$315B
$880K 0.07%
106,270
+40,270
+61% +$460K
DBL
269
DoubleLine Opportunistic Credit Fund
DBL
$281M
$879K 0.07%
33,877
+735
+2% +$18.4K
GM icon
270
General Motors
GM
$77.8B
$875K 0.07%
30,651
+7,188
+31% +$250K
VGM icon
271
Invesco Trust Investment Grade Municipals
VGM
$565M
$870K 0.07%
63,500
– –
TSLA icon
272
Tesla
TSLA
$1.3T
$865K 0.07%
79,755
+19,665
+33% +$294K
NQS
273
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$859K 0.07%
59,431
– –
SRE icon
274
Sempra
SRE
$55.5B
$854K 0.07%
17,960
+11,324
+171% +$559K
IYJ icon
275
iShares US Industrials ETF
IYJ
$1.95B
$846K 0.07%
17,678
-1,714
-9% -$89.1K
9 10
11
12 13

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.