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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSL icon
226
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$1.05M 0.09%
21,787
+7,390
+51% +$358K
LOW icon
227
Lowe's Companies
LOW
$125B
$1.03M 0.09%
12,951
+222
+2% +$17K
NVG icon
228
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$1.03M 0.09%
67,112
-168
-0.2% -$2.6K
GM icon
229
General Motors
GM
$76.8B
$1.03M 0.09%
25,490
+1,004
+4% +$36.7K
NVDA icon
230
NVIDIA
NVDA
$5.42T
$1.02M 0.09%
228,880
-35,120
-13% -$146K
VGR
231
DELISTED
Vector Group Ltd.
VGR
$1.02M 0.09%
77,423
-772
-1% -$10K
VXUS icon
232
Vanguard Total International Stock ETF
VXUS
$160B
$1.01M 0.08%
18,536
-4,525
-20% -$243K
SPXH
233
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
$1.01M 0.08%
29,502
+6,474
+28% +$219K
VNQI icon
234
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$998K 0.08%
16,802
-4,943
-23% -$289K
AOK icon
235
iShares Core Conservative Allocation ETF
AOK
$798M
$997K 0.08%
28,926
-598
-2% -$20.5K
PTY icon
236
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$958K 0.08%
57,072
+3,231
+6% +$53.9K
IGV icon
237
iShares Expanded Tech-Software Sector ETF
IGV
$14.5B
$951K 0.08%
32,520
+765
+2% +$21.9K
CEF icon
238
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$946K 0.08%
74,736
+1
+0% +$13
ILCG icon
239
iShares Morningstar Growth ETF
ILCG
$3.27B
$944K 0.08%
32,250
+1,750
+6% +$50.4K
CPB icon
240
Campbell Soup
CPB
$6.87B
$943K 0.08%
20,144
-30
-0.1% -$1.52K
PDT
241
John Hancock Premium Dividend Fund
PDT
$626M
$943K 0.08%
55,910
+11,074
+25% +$188K
HAL icon
242
Halliburton
HAL
$26.6B
$939K 0.08%
20,404
-912
-4% -$38.2K
HON icon
243
Honeywell
HON
$78B
$930K 0.08%
7,261
-6,263
-46% -$777K
BABA icon
244
Alibaba
BABA
$308B
$925K 0.08%
5,358
-4,832
-47% -$783K
MU icon
245
Micron Technology
MU
$991B
$906K 0.08%
23,040
+8,445
+58% +$267K
LTC
246
LTC Properties
LTC
$2.15B
$903K 0.08%
19,227
-280
-1% -$13.8K
INCY icon
247
Incyte
INCY
$24.4B
$900K 0.08%
7,712
-916
-11% -$116K
RDS.B
248
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$899K 0.08%
14,374
-148
-1% -$8.49K
ETX
249
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$890K 0.07%
43,500
– –
CL icon
250
Colgate-Palmolive
CL
$74.4B
$888K 0.07%
12,187
+376
+3% +$27.1K
8 9
10
11 12

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.