We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
226
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$1.06M 0.08%
19,212
-3,946
-17% -$220K
GBF icon
227
iShares Government/Credit Bond ETF
GBF
$128M
$1.06M 0.08%
9,166
-415
-4% -$48.7K
HAL icon
228
Halliburton
HAL
$27.9B
$1.05M 0.08%
22,203
-261
-1% -$11.4K
SDOG icon
229
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.05M 0.08%
26,285
+1,825
+7% +$75.6K
NVG icon
230
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$1.05M 0.08%
69,861
-6,360
-8% -$103K
CIM
231
Chimera Investment
CIM
$976M
$1.04M 0.08%
21,139
-743
-3% -$36.4K
IEMG icon
232
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.03M 0.08%
22,822
+1,471
+7% +$65.3K
IWP icon
233
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.03M 0.08%
22,014
-182
-0.8% -$8.83K
NVS icon
234
Novartis
NVS
$297B
$1.02M 0.08%
16,051
-2,908
-15% -$212K
VGR
235
DELISTED
Vector Group Ltd.
VGR
$1.01M 0.08%
78,309
+4,056
+5% +$52.9K
KMI icon
236
Kinder Morgan
KMI
$69.2B
$985K 0.08%
48,828
-2,432
-5% -$51.5K
VBK icon
237
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$981K 0.08%
7,881
+389
+5% +$50.7K
IYF icon
238
iShares US Financials ETF
IYF
$4.4B
$972K 0.08%
+21,472
New +$962K
CLX icon
239
Clorox
CLX
$13B
$967K 0.08%
8,459
-344
-4% -$45.1K
VOT icon
240
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$958K 0.08%
9,351
-139
-1% -$14.7K
CEF icon
241
Sprott Physical Gold and Silver Trust
CEF
$8.16B
$945K 0.08%
69,486
-139
-0.2% -$1.96K
EFG icon
242
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$926K 0.07%
14,276
+1,326
+10% +$89.5K
NZF icon
243
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$920K 0.07%
62,174
-2,124
-3% -$33.7K
VOO icon
244
Vanguard S&P 500 ETF
VOO
$1.03T
$914K 0.07%
4,673
+112
+2% +$22.2K
RWL icon
245
Invesco S&P 500 Revenue ETF
RWL
$9.94B
$909K 0.07%
22,201
+10,383
+88% +$434K
FEZ icon
246
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
$906K 0.07%
28,017
– –
MDIV icon
247
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$902K 0.07%
50,016
-138
-0.3% -$2.68K
HDGE icon
248
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.9M
$899K 0.07%
9,035
-371
-4% -$36.2K
VMM
249
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$897K 0.07%
63,380
+4,882
+8% +$73.2K
KTF
250
DWS Municipal Income Trust
KTF
$352M
$886K 0.07%
65,307
– –
8 9
10
11 12

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.