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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
226
Eaton
ETN
$174B
$1.15M 0.09%
18,268
-2,282
-11% -$162K
AWF
227
AllianceBernstein Global High Income Fund
AWF
$872M
$1.15M 0.09%
85,433
+19,091
+29% +$266K
JPI
228
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.14M 0.09%
+49,773
New +$1.16M
IEP icon
229
Icahn Enterprises
IEP
$5.3B
$1.14M 0.09%
10,667
+940
+10% +$99.8K
CWB icon
230
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$1.14M 0.09%
23,090
+5,343
+30% +$269K
DPZ icon
231
Domino's
DPZ
$11.6B
$1.12M 0.09%
14,448
+1,729
+14% +$129K
ORCL icon
232
Oracle
ORCL
$423B
$1.12M 0.09%
28,807
+1,136
+4% +$46K
LQD icon
233
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$1.11M 0.08%
9,362
-6,965
-43% -$828K
VOE icon
234
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$1.11M 0.08%
13,081
+522
+4% +$45.1K
BBH icon
235
VanEck Biotech ETF
BBH
$422M
$1.1M 0.08%
10,383
-91
-0.9% -$9.21K
VOO icon
236
Vanguard S&P 500 ETF
VOO
$1.03T
$1.09M 0.08%
6,037
+141
+2% +$25.6K
DWAS icon
237
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
$1.06M 0.08%
29,625
-700
-2% -$26.3K
USB icon
238
US Bancorp
USB
$99.6B
$1.06M 0.08%
25,506
+1,216
+5% +$51.4K
NVO
239
Novo Nordisk
NVO
$209B
$1.05M 0.08%
44,012
-6,038
-12% -$139K
BIDU icon
240
Baidu
BIDU
$37.2B
$1.03M 0.08%
4,753
+436
+10% +$92.2K
RCS
241
PIMCO Strategic Income Fund
RCS
$250M
$1.03M 0.08%
101,993
-8,726
-8% -$90.7K
TSLA icon
242
Tesla
TSLA
$1.3T
$1.02M 0.08%
60,180
+7,080
+13% +$117K
MTUM icon
243
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$1.02M 0.08%
15,722
+2,051
+15% +$132K
HYS icon
244
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$1.01M 0.08%
9,701
-1,073
-10% -$113K
ICF icon
245
iShares Select U.S. REIT ETF
ICF
$2.11B
$1M 0.08%
23,516
+1,952
+9% +$86.3K
PPG icon
246
PPG Industries
PPG
$26.6B
$997K 0.08%
10,398
+280
+3% +$28.5K
IDV icon
247
iShares International Select Dividend ETF
IDV
$8.57B
$990K 0.08%
28,218
-919
-3% -$35.3K
VOT icon
248
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$989K 0.08%
10,316
+53
+0.5% +$5.13K
VGR
249
DELISTED
Vector Group Ltd.
VGR
$986K 0.08%
81,840
-1,428
-2% -$16.8K
SDRL
250
DELISTED
Seadrill Limited Common Stock
SDRL
$979K 0.07%
151
+2
+1% +$18.9K
8 9
10
11 12

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.