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NPC
National Planning Corporation Portfolio holdings
AUM
$726K
1-Year Est. Return
14.28%
This Fund
S&P 500
This Quarter
Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
(+28%)
Cap. Flow
+$191M
Cap. Flow
% of AUM
18.54%
Top 10 Holdings %
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$17M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.7M |
| 3 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$7.92M |
| 4 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$7.22M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.08M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$11.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.17M |
| 3 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$5.64M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$4.47M |
| 5 |
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
|
+$4.46M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 7.94% |
| 2 | Consumer Staples | 4.49% |
| 3 | Technology | 3.41% |
| 4 | Healthcare | 3.33% |
| 5 | Industrials | 3.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JPS
226
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $943K | 0.09% |
116,312
-5,144
| -4% | -$42.5K |
|
227
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
| $936K | 0.09% |
8,808
-33,716
| -79% | -$3.54M |
|
228
iShares MSCI Japan ETF
EWJ
$22.8B
| $932K | 0.09% |
19,410
+12,216
| +170% | +$566K |
|
229
Honeywell
HON
$78B
| $930K | 0.09% |
12,452
+3,393
| +37% | +$252K |
|
230
VanEck High Yield Muni ETF
HYD
$4.4B
| $928K | 0.09% |
16,003
-10,572
| -40% | -$618K |
|
231
Eli Lilly
LLY
$1.06T
| $926K | 0.09% |
18,270
+1,732
| +10% | +$90.7K |
|
|
IRY
232
DELISTED
SPDR S&P International Health Care Sector
IRY
| $918K | 0.09% |
22,252
-15,616
| -41% | -$639K |
|
233
Oracle
ORCL
$423B
| $914K | 0.09% |
27,430
+7,314
| +36% | +$237K |
|
|
CHY
234
Calamos Convertible and High Income Fund
CHY
$1.06B
| $912K | 0.09% |
72,324
+1,401
| +2% | +$17.3K |
|
235
Under Armour
UAA
$2.6B
| $907K | 0.09% |
43,840
+11,300
| +35% | +$199K |
|
236
GSK
GSK
$106B
| $898K | 0.09% |
14,219
+2,938
| +26% | +$189K |
|
237
State Street SPDR S&P Retail ETF
XRT
$654M
| $896K | 0.09% |
21,600
| – | – |
|
238
SLB Ltd
SLB
$75B
| $892K | 0.09% |
10,008
+95
| +1% | +$7.8K |
|
239
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
| $886K | 0.09% |
101,218
+54,703
| +118% | +$492K |
|
240
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
| $886K | 0.09% |
20,975
+8,584
| +69% | +$350K |
|
241
US Bancorp
USB
$99.6B
| $873K | 0.08% |
23,766
+2,951
| +14% | +$109K |
|
242
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
| $868K | 0.08% |
11,722
+1,168
| +11% | +$84.4K |
|
243
iShares Global Tech ETF
IXN
$9.26B
| $867K | 0.08% |
68,556
+5,370
| +8% | +$65.6K |
|
244
Citigroup
C
$226B
| $851K | 0.08% |
17,553
+2,268
| +15% | +$115K |
|
245
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
| $843K | 0.08% |
7,268
+2,023
| +39% | +$223K |
|
246
iShares Russell 2000 Growth ETF
IWO
$15B
| $839K | 0.08% |
6,539
+3,584
| +121% | +$432K |
|
|
NCZ
247
Virtus Convertible & Income Fund II
NCZ
$301M
| $839K | 0.08% |
24,189
+20,861
| +627% | +$720K |
|
248
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
| $836K | 0.08% |
28,817
+4,351
| +18% | +$124K |
|
249
iShares Select U.S. REIT ETF
ICF
$2.11B
| $832K | 0.08% |
21,256
+9,886
| +87% | +$392K |
|
250
iShares MSCI Brazil ETF
EWZ
$8.95B
| $828K | 0.08% |
17,173
-15,716
| -48% | -$698K |
|
Similar funds
ICOA
MIM
CR
DI
LM
RO
GHA
FPCM
National Planning Corporation's Q3 2013 Portfolio in Review
As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.
- National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
- National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
- National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
- National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
- National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
- National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
- National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.
Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.