National Planning Corporation’s PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund ZROZ Stock Holding History

National Planning Corporation’s Portfolio ZROZ Stock Details ZROZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-200	Closed	-$25.6K	–	2088
2014 Q4	$25.6K	Buy	+200	New	+$22.4K	﹤0.01%	1595
2014 Q3	–	Sell	-4,610	Closed	-$461K	–	794
2014 Q2	$461K	Buy	4,610 +500	+12%	+$48.7K	0.04%	426
2014 Q1	$374K	Buy	+4,110	New	+$369K	0.03%	475
2013 Q4	–	Sell	-27,835	Closed	-$2.44M	–	732
2013 Q3	$2.44M	Sell	27,835 -4,321	-13%	-$383K	0.24%	94
2013 Q2	$3.03M	Buy	+32,156	New	+$3.34M	0.38%	67

Other funds holding ZROZ

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Pension Partners New York $72.6M AUM

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

National Planning Corporation's ZROZ Position: Q1 2015 in Review

National Planning Corporation sold out of PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund (ZROZ) in Q1 2015, closing a stake of 200 shares — an estimated $25.6K sold.

National Planning Corporation first reported a position in ZROZ in Q2 2013 and held it in 5 quarters. The position peaked at $3.03M in Q2 2013. 20 funds tracked by Wall St. Rank hold ZROZ as of Q1 2015.

National Planning Corporation reported no remaining PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 200 PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund shares in Q1 2015, an estimated $25.6K.
National Planning Corporation first reported a position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q2 2013 and held it in 5 quarters.
National Planning Corporation's PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund position peaked at $3.03M in Q2 2013.
20 funds tracked by Wall St. Rank held PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.