National Planning Corporation’s Reaves Utility Income Fund UTG Stock Holding History

National Planning Corporation’s Portfolio UTG Stock Details UTG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-6,510	Closed	-$214K	–	726
2016 Q4	$214K	Buy	+6,510	New	+$194K	0.02%	608
2016 Q1	–	Sell	-15,149	Closed	-$421K	–	732
2015 Q4	$421K	Buy	+15,149	New	+$417K	0.03%	451
2015 Q1	–	Sell	-27,882	Closed	-$871K	–	1988
2014 Q4	$871K	Sell	27,882 -18,210	-40%	-$550K	0.06%	274
2014 Q3	$1.3M	Sell	46,092 -29,078	-39%	-$821K	0.1%	202
2014 Q2	$2.2M	Buy	75,170 +633	+0.8%	+$18K	0.17%	119
2014 Q1	$2.03M	Buy	74,537 +880	+1%	+$22.8K	0.17%	119
2013 Q4	$1.82M	Buy	73,657 +31,418	+74%	+$772K	0.16%	140
2013 Q3	$1.05M	Buy	42,239 +27,573	+188%	+$673K	0.1%	208
2013 Q2	$363K	Buy	+14,666	New	+$380K	0.05%	343

Other funds holding UTG

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

HBWM

Hollow Brook Wealth Management Katonah, New York $504M AUM 26.89% 1-Year Est. Return

WHRC

W.H. Reaves & Co Jersey City, New Jersey $6.59B AUM 31.9% 1-Year Est. Return

GWM

Graybill Wealth Management Elmhurst, Illinois $372M AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

National Planning Corporation's UTG Position: Q1 2017 in Review

National Planning Corporation sold out of Reaves Utility Income Fund (UTG) in Q1 2017, closing a stake of 6,510 shares — an estimated $214K sold.

National Planning Corporation first reported a position in UTG in Q2 2013 and held it in 9 quarters. The position peaked at $2.2M in Q2 2014. 68 funds tracked by Wall St. Rank hold UTG as of Q1 2017.

National Planning Corporation reported no remaining Reaves Utility Income Fund position as of Q1 2017 after selling out during the quarter.
National Planning Corporation sold 6,510 Reaves Utility Income Fund shares in Q1 2017, an estimated $214K.
National Planning Corporation first reported a position in Reaves Utility Income Fund in Q2 2013 and held it in 9 quarters.
National Planning Corporation's Reaves Utility Income Fund position peaked at $2.2M in Q2 2014.
68 funds tracked by Wall St. Rank held Reaves Utility Income Fund as of Q1 2017.

Based on National Planning Corporation's 13F filing for Q1 2017, filed 15 May 2017.