National Planning Corporation’s Global X Uranium ETF URA Stock Holding History

National Planning Corporation’s Portfolio URA Stock Details URA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-5,836	Closed	-$86K	–	756
2015 Q3	$86K	Sell	5,836 -8	-0.1%	-$128	0.01%	605
2015 Q2	$99K	Sell	5,844 -198	-3%	-$4.3K	0.01%	625
2015 Q1	$140K	Sell	6,042 -2,077	-26%	-$44.4K	0.01%	613
2014 Q4	$182K	Sell	8,119 -335	-4%	-$8.21K	0.01%	703
2014 Q3	$209K	Sell	8,454 -176	-2%	-$5.15K	0.02%	654
2014 Q2	$250K	Buy	8,630 +482	+6%	+$14.7K	0.02%	614
2014 Q1	$287K	Buy	+8,148	New	+$270K	0.02%	554

Other funds holding URA

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Exane Derivatives Paris, France $174M AUM 7.84% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VAM

Verity Asset Management Durham, North Carolina $238M AUM 24.8% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

National Planning Corporation's URA Position: Q4 2015 in Review

National Planning Corporation sold out of Global X Uranium ETF (URA) in Q4 2015, closing a stake of 5,836 shares — an estimated $86K sold.

National Planning Corporation first reported a position in URA in Q1 2014 and held it in 7 quarters. The position peaked at $287K in Q1 2014. 33 funds tracked by Wall St. Rank hold URA as of Q4 2015.

National Planning Corporation reported no remaining Global X Uranium ETF position as of Q4 2015 after selling out during the quarter.
National Planning Corporation sold 5,836 Global X Uranium ETF shares in Q4 2015, an estimated $86K.
National Planning Corporation first reported a position in Global X Uranium ETF in Q1 2014 and held it in 7 quarters.
National Planning Corporation's Global X Uranium ETF position peaked at $287K in Q1 2014.
33 funds tracked by Wall St. Rank held Global X Uranium ETF as of Q4 2015.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.