National Planning Corporation’s AdvisorShares Insider Advantage ETF SURE Stock Holding History

National Planning Corporation’s Portfolio SURE Stock Details SURE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-4,289	Closed	-$246K	–	753
2015 Q3	$246K	Sell	4,289 -306	-7%	-$17.1K	0.02%	504
2015 Q2	$264K	Buy	4,595 +203	+5%	+$11.8K	0.02%	506
2015 Q1	$252K	Buy	4,392 +1,993	+83%	+$112K	0.02%	530
2014 Q4	$131K	Buy	+2,399	New	+$128K	0.01%	820

Other funds holding SURE

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

National Planning Corporation's SURE Position: Q4 2015 in Review

National Planning Corporation sold out of AdvisorShares Insider Advantage ETF (SURE) in Q4 2015, closing a stake of 4,289 shares — an estimated $246K sold.

National Planning Corporation first reported a position in SURE in Q4 2014 and held it in 4 quarters. The position peaked at $264K in Q2 2015. 39 funds tracked by Wall St. Rank hold SURE as of Q4 2015.

National Planning Corporation reported no remaining AdvisorShares Insider Advantage ETF position as of Q4 2015 after selling out during the quarter.
National Planning Corporation sold 4,289 AdvisorShares Insider Advantage ETF shares in Q4 2015, an estimated $246K.
National Planning Corporation first reported a position in AdvisorShares Insider Advantage ETF in Q4 2014 and held it in 4 quarters.
National Planning Corporation's AdvisorShares Insider Advantage ETF position peaked at $264K in Q2 2015.
39 funds tracked by Wall St. Rank held AdvisorShares Insider Advantage ETF as of Q4 2015.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.