National Planning Corporation’s VanEck Semiconductor ETF SMH Stock Holding History

National Planning Corporation’s Portfolio SMH Stock Details SMH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-28,712	Closed	-$797K	–	751
2015 Q3	$797K	Buy	28,712 +1,070	+4%	+$27.2K	0.07%	258
2015 Q2	$713K	Buy	27,642 +2,956	+12%	+$83.9K	0.06%	278
2015 Q1	$687K	Buy	24,686 +7,198	+41%	+$199K	0.06%	271
2014 Q4	$463K	Buy	+17,488	New	+$455K	0.03%	429

Other funds holding SMH

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

National Planning Corporation's SMH Position: Q4 2015 in Review

National Planning Corporation sold out of VanEck Semiconductor ETF (SMH) in Q4 2015, closing a stake of 28,712 shares — an estimated $797K sold.

National Planning Corporation first reported a position in SMH in Q4 2014 and held it in 4 quarters. The position peaked at $797K in Q3 2015. 60 funds tracked by Wall St. Rank hold SMH as of Q4 2015.

National Planning Corporation reported no remaining VanEck Semiconductor ETF position as of Q4 2015 after selling out during the quarter.
National Planning Corporation sold 28,712 VanEck Semiconductor ETF shares in Q4 2015, an estimated $797K.
National Planning Corporation first reported a position in VanEck Semiconductor ETF in Q4 2014 and held it in 4 quarters.
National Planning Corporation's VanEck Semiconductor ETF position peaked at $797K in Q3 2015.
60 funds tracked by Wall St. Rank held VanEck Semiconductor ETF as of Q4 2015.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.