National Planning Corporation’s Invesco S&P 500 Equal Weight Materials ETF RSPM Stock Holding History

National Planning Corporation’s Portfolio RSPM Stock Details RSPM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-37,390	Closed	-$650K	–	702
2016 Q2	$650K	Sell	37,390 -3,515	-9%	-$59.1K	0.05%	324
2016 Q1	$688K	Buy	+40,905	New	+$599K	0.06%	297
2015 Q1	–	Sell	-1,305	Closed	-$21.5K	–	1768
2014 Q4	$21.5K	Buy	+1,305	New	+$21.6K	﹤0.01%	1687

Other funds holding RSPM

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PMG

ProVise Management Group Clearwater, Florida $1.49B AUM 21.79% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

National Planning Corporation's RSPM Position: Q3 2016 in Review

National Planning Corporation sold out of Invesco S&P 500 Equal Weight Materials ETF (RSPM) in Q3 2016, closing a stake of 37,390 shares — an estimated $650K sold.

National Planning Corporation first reported a position in RSPM in Q4 2014 and held it in 3 quarters. The position peaked at $688K in Q1 2016. 40 funds tracked by Wall St. Rank hold RSPM as of Q3 2016.

National Planning Corporation reported no remaining Invesco S&P 500 Equal Weight Materials ETF position as of Q3 2016 after selling out during the quarter.
National Planning Corporation sold 37,390 Invesco S&P 500 Equal Weight Materials ETF shares in Q3 2016, an estimated $650K.
National Planning Corporation first reported a position in Invesco S&P 500 Equal Weight Materials ETF in Q4 2014 and held it in 3 quarters.
National Planning Corporation's Invesco S&P 500 Equal Weight Materials ETF position peaked at $688K in Q1 2016.
40 funds tracked by Wall St. Rank held Invesco S&P 500 Equal Weight Materials ETF as of Q3 2016.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.