National Planning Corporation’s NYLIM Hedge Multi-Strategy Tracker ETF QAI Stock Holding History

National Planning Corporation’s Portfolio QAI Stock Details QAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-9,345	Closed	-$271K	–	749
2015 Q3	$271K	Hold	9,345	–	–	0.02%	483
2015 Q2	$277K	Sell	9,345 -5,682	-38%	-$170K	0.02%	499
2015 Q1	$450K	Sell	15,027 -14,828	-50%	-$440K	0.04%	390
2014 Q4	$874K	Buy	29,855 +5,088	+21%	+$151K	0.06%	272
2014 Q3	$732K	Buy	24,767 +4,518	+22%	+$135K	0.06%	314
2014 Q2	$607K	Buy	+20,249	New	+$597K	0.05%	345

Other funds holding QAI

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

Private Vista Chicago, Illinois $207M AUM 1.59% 1-Year Est. Return

BWM

Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return

Pitcairn Conshohocken, Pennsylvania $1.27B AUM 23.64% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Brinker Capital Berwyn, Pennsylvania $3.13B AUM 9.04% 1-Year Est. Return

National Planning Corporation's QAI Position: Q4 2015 in Review

National Planning Corporation sold out of NYLIM Hedge Multi-Strategy Tracker ETF (QAI) in Q4 2015, closing a stake of 9,345 shares — an estimated $271K sold.

National Planning Corporation first reported a position in QAI in Q2 2014 and held it in 6 quarters. The position peaked at $874K in Q4 2014. 99 funds tracked by Wall St. Rank hold QAI as of Q4 2015.

National Planning Corporation reported no remaining NYLIM Hedge Multi-Strategy Tracker ETF position as of Q4 2015 after selling out during the quarter.
National Planning Corporation sold 9,345 NYLIM Hedge Multi-Strategy Tracker ETF shares in Q4 2015, an estimated $271K.
National Planning Corporation first reported a position in NYLIM Hedge Multi-Strategy Tracker ETF in Q2 2014 and held it in 6 quarters.
National Planning Corporation's NYLIM Hedge Multi-Strategy Tracker ETF position peaked at $874K in Q4 2014.
99 funds tracked by Wall St. Rank held NYLIM Hedge Multi-Strategy Tracker ETF as of Q4 2015.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.